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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTO icon
1351
ZTO Express
ZTO
$17.9B
$981K 0.01%
33,651
+20,707
+160% +$608K
ILPT
1352
Industrial Logistics Properties Trust
ILPT
$586M
$978K 0.01%
41,994
-3,191
-7% -$69.7K
DEX
1353
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$977K 0.01%
100,330
-45,576
-31% -$426K
EMO
1354
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$976K 0.01%
72,663
-18,067
-20% -$214K
PFL
1355
PIMCO Income Strategy Fund
PFL
$388M
$976K 0.01%
85,310
+4,695
+6% +$50.2K
PNTG icon
1356
Pennant Group
PNTG
$1.36B
$975K 0.01%
+16,798
New +$808K
CCK icon
1357
Crown Holdings
CCK
$13.1B
$973K 0.01%
9,715
+320
+3% +$29.4K
ADUS icon
1358
Addus HomeCare
ADUS
$2.23B
$968K 0.01%
+8,267
New +$853K
GTLS
1359
DELISTED
Chart Industries
GTLS
$966K 0.01%
+8,203
New +$792K
CHNG
1360
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$966K 0.01%
51,817
+18,697
+56% +$307K
LCII icon
1361
LCI Industries
LCII
$2.65B
$964K 0.01%
+7,436
New +$914K
SVC
1362
Service Properties Trust
SVC
$1.07B
$964K 0.01%
16,777
+5,022
+43% +$255K
SNEX icon
1363
StoneX
SNEX
$7.94B
$957K 0.01%
83,633
+55,318
+195% +$625K
TTGT icon
1364
TechTarget
TTGT
$278M
$956K 0.01%
16,177
+10,950
+209% +$566K
WIW
1365
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$955K 0.01%
76,925
-11,798
-13% -$138K
HPF
1366
John Hancock Preferred Income Fund II
HPF
$345M
$953K 0.01%
50,121
+33,743
+206% +$616K
BURL icon
1367
Burlington
BURL
$23.2B
$951K 0.01%
3,635
+1,440
+66% +$321K
FLIR
1368
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$951K 0.01%
21,708
-171,492
-89% -$6.62M
FVRR icon
1369
Fiverr
FVRR
$339M
$947K 0.01%
+4,853
New +$878K
LOGI icon
1370
Logitech
LOGI
$15.2B
$945K 0.01%
+9,725
New +$840K
MTZ icon
1371
MasTec
MTZ
$21.9B
$944K 0.01%
13,848
-16,343
-54% -$917K
NEAR icon
1372
iShares Short Maturity Bond ETF
NEAR
$4.88B
$944K 0.01%
18,808
-326
-2% -$16.3K
SUPN icon
1373
Supernus Pharmaceuticals
SUPN
$2.77B
$941K 0.01%
37,394
+23,057
+161% +$496K
HXL icon
1374
Hexcel
HXL
$7.82B
$932K 0.01%
19,223
-17,114
-47% -$745K
OCSL icon
1375
Oaktree Specialty Lending
OCSL
$1.14B
$931K 0.01%
55,738
-11,588
-17% -$180K
53 54
55
56 57

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.