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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
1351
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$673K ﹤0.01%
60,546
-22,156
-27% -$245K
DCO icon
1352
Ducommun
DCO
$2.98B
$671K ﹤0.01%
20,395
+542
+3% +$19.5K
PCI
1353
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$669K ﹤0.01%
33,312
-22,242
-40% -$425K
MFA
1354
MFA Financial
MFA
$933M
$667K ﹤0.01%
62,258
-36,729
-37% -$395K
HWM icon
1355
Howmet Aerospace
HWM
$112B
$663K ﹤0.01%
39,656
-6,111
-13% -$102K
TWNK
1356
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$660K ﹤0.01%
53,568
-3,051
-5% -$38.3K
SGI
1357
Somnigroup International
SGI
$13.7B
$657K ﹤0.01%
29,452
+5,412
+23% +$112K
NMI icon
1358
Nuveen Municipal Income
NMI
$130M
$650K ﹤0.01%
54,631
-1,806
-3% -$20.7K
SLAB icon
1359
Silicon Laboratories
SLAB
$7.23B
$648K ﹤0.01%
6,621
-2,384
-26% -$240K
HUBS icon
1360
HubSpot
HUBS
$10.5B
$644K ﹤0.01%
2,203
+333
+18% +$87.3K
SNLN
1361
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$644K ﹤0.01%
40,912
-34,702
-46% -$553K
OIA icon
1362
Invesco Municipal Income Opportunities Trust
OIA
$292M
$643K ﹤0.01%
88,148
-3,343
-4% -$24.6K
HRC
1363
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$639K ﹤0.01%
7,649
+3,877
+103% +$379K
HEP
1364
DELISTED
Holly Energy Partners, L.P.
HEP
$638K ﹤0.01%
52,630
-11,992
-19% -$167K
MSD
1365
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$637K ﹤0.01%
75,913
+30,725
+68% +$265K
FLS icon
1366
Flowserve
FLS
$10.2B
$636K ﹤0.01%
23,320
+1,284
+6% +$37.4K
HA
1367
DELISTED
Hawaiian Holdings, Inc.
HA
$636K ﹤0.01%
49,351
+7,964
+19% +$106K
NJR icon
1368
New Jersey Resources
NJR
$5.58B
$634K ﹤0.01%
23,492
-6,581
-22% -$200K
XPO icon
1369
XPO
XPO
$23.7B
$634K ﹤0.01%
21,657
+8,455
+64% +$243K
SJI
1370
DELISTED
South Jersey Industries, Inc.
SJI
$630K ﹤0.01%
32,710
+6,168
+23% +$138K
DBL
1371
DoubleLine Opportunistic Credit Fund
DBL
$280M
$629K ﹤0.01%
32,983
+15,418
+88% +$296K
ZS icon
1372
Zscaler
ZS
$27.3B
$628K ﹤0.01%
4,462
+1,598
+56% +$207K
VEDL
1373
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$628K ﹤0.01%
84,969
-14,530
-15% -$95.2K
HESM icon
1374
Hess Midstream
HESM
$5.11B
$627K ﹤0.01%
41,506
+6,521
+19% +$113K
CMD
1375
DELISTED
Cantel Medical Corporation
CMD
$622K ﹤0.01%
14,145
-88
-0.6% -$4.34K
53 54
55
56 57

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.