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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGL icon
1351
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$968K 0.01%
32,444
+19,382
+148% +$569K
SNAP icon
1352
Snap
SNAP
$8.82B
$968K 0.01%
59,248
+23,475
+66% +$345K
EXK
1353
Endeavour Silver
EXK
$2.66B
$962K 0.01%
+399,270
New +$906K
SHOP icon
1354
Shopify
SHOP
$190B
$962K 0.01%
24,200
-11,580
-32% -$392K
NOK icon
1355
Nokia
NOK
$54.2B
$961K 0.01%
258,996
+2,289
+0.9% +$9K
CFR icon
1356
Cullen/Frost Bankers
CFR
$10.4B
$960K 0.01%
9,819
-1,911
-16% -$178K
SHI
1357
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$956K 0.01%
31,286
-14,396
-32% -$409K
RNP icon
1358
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$955K 0.01%
40,139
+12,492
+45% +$301K
SYNA icon
1359
Synaptics
SYNA
$3.96B
$953K 0.01%
14,494
+3,093
+27% +$163K
RDS.B
1360
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$952K 0.01%
15,870
-49
-0.3% -$2.88K
SUN icon
1361
Sunoco
SUN
$13.9B
$949K 0.01%
31,015
-3,625
-10% -$114K
NGG icon
1362
National Grid
NGG
$80.6B
$948K 0.01%
17,111
-13,947
-45% -$717K
IPHI
1363
DELISTED
INPHI CORPORATION
IPHI
$946K 0.01%
12,780
+3,460
+37% +$238K
ICSH icon
1364
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$939K 0.01%
18,656
+11,148
+148% +$561K
ETSY icon
1365
Etsy
ETSY
$8.07B
$937K 0.01%
21,150
+12,611
+148% +$601K
GNW icon
1366
Genworth Financial
GNW
$3.7B
$936K 0.01%
212,673
+179,029
+532% +$753K
GWPH
1367
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$935K 0.01%
8,941
+3,532
+65% +$396K
RVTY icon
1368
Revvity
RVTY
$12.8B
$934K 0.01%
9,616
-1,026
-10% -$91.6K
PSK icon
1369
State Street SPDR ICE Preferred Securities ETF
PSK
$687M
$933K 0.01%
21,206
-4,294
-17% -$188K
AXE
1370
DELISTED
Anixter International Inc
AXE
$928K 0.01%
10,080
-4,297
-30% -$348K
SAIC icon
1371
Saic
SAIC
$5.07B
$925K 0.01%
10,625
+2,650
+33% +$222K
SBS icon
1372
Sabesp
SBS
$19.2B
$925K 0.01%
316,863
+38,302
+14% +$98.4K
SNX icon
1373
TD Synnex
SNX
$21B
$925K 0.01%
14,350
+1,802
+14% +$109K
WSO icon
1374
Watsco Inc
WSO
$13.8B
$924K 0.01%
5,126
+12
+0.2% +$2.11K
ADSW
1375
DELISTED
Advanced Disposal Services Inc
ADSW
$924K 0.01%
28,120
+4,466
+19% +$146K
53 54
55
56 57

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.