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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTG icon
1351
MGIC Investment
MTG
$6.18B
$972K 0.01%
77,284
-2,335
-3% -$30.2K
GNTX icon
1352
Gentex
GNTX
$5.04B
$962K 0.01%
34,947
-4,019
-10% -$106K
GLO
1353
Clough Global Opportunities Fund
GLO
$254M
$961K 0.01%
105,178
-3,168
-3% -$29.6K
HPS
1354
John Hancock Preferred Income Fund III
HPS
$459M
$957K 0.01%
47,809
+3,709
+8% +$71.7K
RDS.B
1355
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$954K 0.01%
15,919
-729
-4% -$43.5K
UMC icon
1356
United Microelectronic
UMC
$48.6B
$949K 0.01%
454,341
-22,638
-5% -$48.3K
GES
1357
DELISTED
Guess Inc
GES
$947K 0.01%
51,106
-6,062
-11% -$101K
MOG.A icon
1358
Moog Inc Class A
MOG.A
$13.1B
$933K 0.01%
11,502
+2,340
+26% +$199K
VGSH icon
1359
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$932K 0.01%
15,287
+8,563
+127% +$521K
STAY
1360
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$932K 0.01%
63,637
-5,651
-8% -$86.2K
GOOD
1361
Gladstone Commercial Corp
GOOD
$627M
$926K 0.01%
39,388
+1,157
+3% +$25.6K
NSP icon
1362
Insperity
NSP
$1.93B
$926K 0.01%
9,396
-830
-8% -$90.1K
TEAM icon
1363
Atlassian
TEAM
$27.9B
$923K 0.01%
7,356
-6
-0.1% -$817
LPT
1364
DELISTED
Liberty Property Trust
LPT
$921K 0.01%
17,946
-2,979
-14% -$154K
TREE icon
1365
LendingTree
TREE
$473M
$915K 0.01%
2,947
-310
-10% -$106K
ONTO icon
1366
Onto Innovation
ONTO
$13.8B
$913K 0.01%
27,985
+4,551
+19% +$142K
RVTY icon
1367
Revvity
RVTY
$12.6B
$907K 0.01%
10,642
+507
+5% +$44.4K
HNW
1368
DELISTED
Pioneer Diversified High Income Fund
HNW
$904K 0.01%
62,340
-1,240
-2% -$17.8K
CNO icon
1369
CNO Financial Group
CNO
$5.13B
$897K 0.01%
56,685
-10,779
-16% -$170K
LECO icon
1370
Lincoln Electric
LECO
$15.4B
$897K 0.01%
10,338
+747
+8% +$62.9K
OKTA icon
1371
Okta
OKTA
$25.2B
$897K 0.01%
9,114
+2,794
+44% +$349K
UCTT
1372
Ultra Clean Holdings
UCTT
$3.81B
$897K 0.01%
61,284
+41,729
+213% +$579K
ENLC
1373
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$895K 0.01%
105,302
-43,243
-29% -$381K
WLH
1374
DELISTED
WILLIAM LYON HOMES
WLH
$894K 0.01%
43,909
+29,850
+212% +$558K
ITT icon
1375
ITT
ITT
$20.4B
$893K 0.01%
14,590
-8,462
-37% -$510K
53 54
55
56 57

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.