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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ESL
1351
DELISTED
Esterline Technologies
ESL
| $3.05M | 0.01% |
40,860
+22,500
| +123% | +$1.85M |
|
|
NUAN
1352
DELISTED
Nuance Communications, Inc.
NUAN
| $3.05M | 0.01% |
215,679
+106,355
| +97% | +$1.43M |
|
|
HIE
1353
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $3.05M | 0.01% |
244,514
+29,993
| +14% | +$390K |
|
|
MVT
1354
DELISTED
BlackRock MuniVest Fund II
MVT
| $3.04M | 0.01% |
196,851
+33,337
| +20% | +$515K |
|
1355
Five Below
FIVE
$12B
| $3.03M | 0.01% |
45,678
-11,885
| -21% | -$714K |
|
1356
Vale
VALE
$64.1B
| $3.03M | 0.01% |
247,415
-213,361
| -46% | -$2.26M |
|
1357
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
| $3.02M | 0.01% |
195,696
-228,110
| -54% | -$3.51M |
|
|
FOLD
1358
DELISTED
Amicus Therapeutics
FOLD
| $3.02M | 0.01% |
209,883
-60,025
| -22% | -$825K |
|
|
MUH
1359
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $3.01M | 0.01% |
203,577
-18,910
| -8% | -$284K |
|
|
RTEC
1360
DELISTED
Rudolph Technologies Inc
RTEC
| $3.01M | 0.01% |
125,934
+67,470
| +115% | +$1.73M |
|
|
BRSL
1361
Brightstar Lottery PLC
BRSL
$1.84B
| $3.01M | 0.01% |
113,462
-81,967
| -42% | -$2.1M |
|
|
FEI
1362
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $3.01M | 0.01% |
192,075
+12,616
| +7% | +$184K |
|
1363
Kelly Services Class A
KELYA
$514M
| $3M | 0.01% |
109,960
-69,607
| -39% | -$1.92M |
|
1364
Insmed
INSM
$21.4B
| $2.99M | 0.01% |
+95,779
| New | +$2.83M |
|
|
CY
1365
DELISTED
Cypress Semiconductor
CY
| $2.99M | 0.01% |
195,980
-64,613
| -25% | -$1.03M |
|
|
ORBC
1366
DELISTED
ORBCOMM, Inc.
ORBC
| $2.97M | 0.01% |
291,813
+166,229
| +132% | +$1.76M |
|
|
UCB
1367
United Community Banks
UCB
$4.24B
| $2.97M | 0.01% |
105,603
-39,474
| -27% | -$1.1M |
|
1368
Opko Health
OPK
$985M
| $2.97M | 0.01% |
605,609
+538,349
| +800% | +$3.12M |
|
1369
Marriott Vacations Worldwide
VAC
$3.35B
| $2.97M | 0.01% |
21,946
+17,228
| +365% | +$2.27M |
|
1370
Fulton Financial
FULT
$4.66B
| $2.96M | 0.01% |
165,458
-1,161
| -0.7% | -$21.3K |
|
1371
Worthington Enterprises
WOR
$2.75B
| $2.95M | 0.01% |
108,619
-154,988
| -59% | -$4.14M |
|
1372
Acco Brands
ACCO
$389M
| $2.95M | 0.01% |
241,819
-8,803
| -4% | -$113K |
|
|
FLXN
1373
DELISTED
Flexion Therapeutics, Inc.
FLXN
| $2.95M | 0.01% |
117,759
+72,481
| +160% | +$1.77M |
|
1374
CEVA Inc
CEVA
$910M
| $2.93M | 0.01% |
63,568
+17,897
| +39% | +$822K |
|
1375
First Horizon
FHN
$12.2B
| $2.93M | 0.01% |
146,707
-414,333
| -74% | -$7.97M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.