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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWX icon
1351
Southwest Gas
SWX
$6.44B
$2.91M 0.01%
41,618
+1,640
+4% +$121K
HDB icon
1352
HDFC Bank
HDB
$123B
$2.88M 0.01%
160,488
-15,420
-9% -$271K
PCN
1353
PIMCO Corporate & Income Strategy Fund
PCN
$872M
$2.88M 0.01%
187,655
-47,252
-20% -$730K
IIM icon
1354
Invesco Value Municipal Income Trust
IIM
$593M
$2.88M 0.01%
175,709
+15,433
+10% +$263K
BFX
1355
DELISTED
BowFlex Inc.
BFX
$2.87M 0.01%
+126,452
New +$2.69M
CNA icon
1356
CNA Financial
CNA
$14.3B
$2.87M 0.01%
83,412
-2,371
-3% -$77K
RWX icon
1357
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$2.87M 0.01%
68,740
-17,947
-21% -$755K
RSP icon
1358
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$2.86M 0.01%
34,257
+13,900
+68% +$1.16M
GEQ
1359
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$2.85M 0.01%
169,318
-91,700
-35% -$1.52M
MYRG icon
1360
MYR Group
MYRG
$5.3B
$2.85M 0.01%
94,573
-1,443
-2% -$39.5K
CWEN icon
1361
Clearway Energy Class C
CWEN
$4.94B
$2.84M 0.01%
167,620
-8,001
-5% -$137K
ORAN
1362
DELISTED
Orange
ORAN
$2.84M 0.01%
182,285
-17,954
-9% -$277K
TREE icon
1363
LendingTree
TREE
$474M
$2.84M 0.01%
29,289
-3,484
-11% -$347K
ACH
1364
Accendra Health
ACH
$225M
$2.83M 0.01%
81,458
-43,874
-35% -$1.54M
CYS
1365
DELISTED
CYS Investments Inc.
CYS
$2.83M 0.01%
324,405
+4,632
+1% +$40.8K
RQI icon
1366
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$2.83M 0.01%
212,014
-13,332
-6% -$182K
BMI icon
1367
Badger Meter
BMI
$4.07B
$2.83M 0.01%
84,302
+6,536
+8% +$226K
AGU
1368
DELISTED
Agrium
AGU
$2.82M 0.01%
31,138
-30,703
-50% -$2.82M
CEV
1369
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$2.82M 0.01%
204,249
+37,581
+23% +$529K
AHL
1370
DELISTED
ASPEN Insurance Holding Limited
AHL
$2.81M 0.01%
60,416
+3,112
+5% +$142K
SFNC icon
1371
Simmons First National
SFNC
$3.48B
$2.81M 0.01%
112,810
-16,418
-13% -$394K
CCC
1372
DELISTED
Calgon Carbon Corp
CCC
$2.81M 0.01%
185,449
-180,737
-49% -$2.57M
INFN
1373
DELISTED
Infinera Corporation Common Stock
INFN
$2.81M 0.01%
310,723
+252,747
+436% +$2.44M
MELI icon
1374
Mercado Libre
MELI
$95.7B
$2.8M 0.01%
15,131
-415
-3% -$68.8K
CHMT
1375
DELISTED
Chemtura Corporation
CHMT
$2.8M 0.01%
85,284
+64,019
+301% +$1.85M
53 54
55
56 57

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.