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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RARE icon
1351
Ultragenyx Pharmaceutical
RARE
$2.46B
$3.79M 0.01%
+67,043
New +$3.37M
MUS
1352
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.79M 0.01%
292,447
+28,087
+11% +$364K
UIL
1353
DELISTED
UIL HOLDINGS
UIL
$3.78M 0.01%
106,765
+23,586
+28% +$863K
CSR
1354
Centerspace
CSR
$956M
$3.78M 0.01%
49,099
-102,598
-68% -$8.62M
PCF
1355
High Income Securities Fund
PCF
$99.2M
$3.78M 0.01%
453,884
-35,112
-7% -$299K
PGEN icon
1356
Precigen
PGEN
$2.46B
$3.77M 0.01%
212,475
+36,963
+21% +$755K
ITRI icon
1357
Itron
ITRI
$4.62B
$3.75M 0.01%
95,339
+847
+0.9% +$33.9K
FCE.A
1358
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$3.74M 0.01%
191,358
+95,055
+99% +$1.9M
VRE
1359
DELISTED
Veris Residential
VRE
$3.73M 0.01%
195,189
-43,881
-18% -$917K
PERY
1360
DELISTED
Perry Ellis International Inc
PERY
$3.73M 0.01%
183,156
-3,746
-2% -$72.6K
SLG icon
1361
SL Green Realty
SLG
$3.9B
$3.72M 0.01%
37,944
-2,094
-5% -$219K
PKY
1362
DELISTED
Parkway, Inc.
PKY
$3.71M 0.01%
197,587
+176,034
+817% +$3.6M
RCPT
1363
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
$3.71M 0.01%
59,654
+26,168
+78% +$1.25M
HTY
1364
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$3.69M 0.01%
299,038
+8,647
+3% +$109K
UNT
1365
DELISTED
UNIT Corporation
UNT
$3.68M 0.01%
62,700
-4,786
-7% -$308K
MMT
1366
Aberdeen Multi-Market Income Fund
MMT
$239M
$3.67M 0.01%
571,022
-157,804
-22% -$1.03M
MCEP
1367
DELISTED
Mid-Con Energy Partners, LP
MCEP
$3.64M 0.01%
8,289
+3,742
+82% +$1.69M
VGM icon
1368
Invesco Trust Investment Grade Municipals
VGM
$554M
$3.63M 0.01%
277,266
+37,941
+16% +$491K
ULTA icon
1369
Ulta Beauty
ULTA
$23.2B
$3.62M 0.01%
30,665
-25,082
-45% -$2.49M
KERX
1370
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$3.62M 0.01%
262,966
+22,605
+9% +$346K
CPAY icon
1371
Corpay
CPAY
$25.8B
$3.61M 0.01%
25,389
+830
+3% +$114K
RNP icon
1372
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$3.6M 0.01%
206,326
-42,350
-17% -$769K
BDN
1373
Brandywine Realty Trust
BDN
$551M
$3.6M 0.01%
255,936
+140,299
+121% +$2.18M
DEI icon
1374
Douglas Emmett
DEI
$1.98B
$3.6M 0.01%
140,070
+55,476
+66% +$1.56M
HMN icon
1375
Horace Mann Educators
HMN
$2.1B
$3.57M 0.01%
125,356
-12,855
-9% -$379K
53 54
55
56 57

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.