We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ icon
1326
Hertz
HTZ
$809M
$676K 0.01%
65,021
+48,434
+292% +$468K
CTLT
1327
DELISTED
CATALENT, INC.
CTLT
$675K 0.01%
15,027
+1,985
+15% +$80.3K
KRYS icon
1328
Krystal Biotech
KRYS
$9.66B
$675K 0.01%
+5,439
New +$603K
RJF icon
1329
Raymond James Financial
RJF
$34B
$673K 0.01%
6,037
-3,809
-39% -$392K
ADNT icon
1330
Adient
ADNT
$1.5B
$671K 0.01%
18,463
+718
+4% +$24.6K
ROIC
1331
DELISTED
Retail Opportunity Investments Corp.
ROIC
$671K 0.01%
47,845
+169
+0.4% +$2.13K
SPOT icon
1332
Spotify
SPOT
$100B
$671K 0.01%
3,572
-1,816
-34% -$317K
DTM icon
1333
DT Midstream
DTM
$13.4B
$666K 0.01%
12,161
-4,305
-26% -$237K
IMMR icon
1334
Immersion
IMMR
$252M
$662K 0.01%
93,797
+46,389
+98% +$308K
PK icon
1335
Park Hotels & Resorts
PK
$2.97B
$661K 0.01%
43,199
+6,333
+17% +$87.3K
CRC icon
1336
California Resources
CRC
$4.62B
$659K 0.01%
+12,048
New +$633K
ADUS icon
1337
Addus HomeCare
ADUS
$2.23B
$656K 0.01%
7,061
-1,179
-14% -$103K
DAY
1338
DELISTED
Dayforce
DAY
$654K ﹤0.01%
9,737
+782
+9% +$53.4K
CCJ icon
1339
Cameco
CCJ
$42.4B
$652K ﹤0.01%
15,135
-3,111
-17% -$130K
GDV icon
1340
Gabelli Dividend & Income Trust
GDV
$2.66B
$650K ﹤0.01%
30,025
+5,194
+21% +$103K
THQ
1341
abrdn Healthcare Opportunities Fund
THQ
$796M
$648K ﹤0.01%
35,801
+18,604
+108% +$315K
SR icon
1342
Spire
SR
$4.85B
$648K ﹤0.01%
10,397
+1,496
+17% +$89.3K
DISH
1343
DELISTED
DISH Network Corp.
DISH
$647K ﹤0.01%
112,212
+60,438
+117% +$271K
COKE icon
1344
Coca-Cola Consolidated
COKE
$12.8B
$645K ﹤0.01%
+6,950
New +$503K
FND icon
1345
Floor & Decor
FND
$6.68B
$643K ﹤0.01%
+5,761
New +$531K
SAGE
1346
DELISTED
Sage Therapeutics
SAGE
$643K ﹤0.01%
+29,657
New +$588K
XYL icon
1347
Xylem
XYL
$28.1B
$642K ﹤0.01%
5,617
+535
+11% +$53.4K
WD icon
1348
Walker & Dunlop
WD
$1.53B
$642K ﹤0.01%
+5,780
New +$475K
ACI icon
1349
Albertsons Companies
ACI
$5.83B
$641K ﹤0.01%
27,848
-3,747
-12% -$82.8K
HQH
1350
abrdn Healthcare Investors
HQH
$1.32B
$640K ﹤0.01%
38,621
+16,412
+74% +$252K
52 53
54
55 56

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.