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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAI
1326
Western Asset Investment Grade Income Fund
PAI
$114M
$714K 0.01%
61,621
-680
-1% -$7.86K
CALX icon
1327
Calix
CALX
$2.39B
$714K 0.01%
10,427
-925
-8% -$62.2K
BIT icon
1328
BlackRock Multi-Sector Income Trust
BIT
$702M
$712K 0.01%
50,122
-19,522
-28% -$286K
IOVA icon
1329
Iovance Biotherapeutics
IOVA
$2.87B
$711K 0.01%
111,286
-564
-0.5% -$4.4K
ETRN
1330
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$707K 0.01%
105,570
-64,215
-38% -$498K
TDW icon
1331
Tidewater
TDW
$4.12B
$704K 0.01%
19,114
-15,034
-44% -$457K
HGLB
1332
Highland Global Allocation Fund
HGLB
$177M
$704K 0.01%
74,697
-1,080
-1% -$10.2K
OII icon
1333
Oceaneering
OII
$4.77B
$704K 0.01%
40,223
-43,993
-52% -$585K
CIM
1334
Chimera Investment
CIM
$1B
$703K 0.01%
42,633
+1,603
+4% +$29.9K
WOLF icon
1335
Wolfspeed
WOLF
$1.71B
$702K 0.01%
10,168
-11
-0.1% -$975
SMFG icon
1336
Sumitomo Mitsui Financial
SMFG
$164B
$701K 0.01%
87,377
-29,437
-25% -$187K
CRK icon
1337
Comstock Resources
CRK
$3.94B
$700K 0.01%
51,094
+7,479
+17% +$128K
SPB icon
1338
Spectrum Brands
SPB
$2.07B
$698K 0.01%
11,458
+2,951
+35% +$149K
DAN icon
1339
Dana Inc
DAN
$3.06B
$694K 0.01%
45,851
+21,298
+87% +$330K
RDN icon
1340
Radian Group
RDN
$4.93B
$694K 0.01%
36,372
+5,052
+16% +$98.3K
XPO icon
1341
XPO
XPO
$23.7B
$693K 0.01%
20,825
+10,076
+94% +$339K
NMAI icon
1342
Nuveen Multi-Asset Income Fund
NMAI
$485M
$688K 0.01%
59,863
-639
-1% -$7.43K
TXRH icon
1343
Texas Roadhouse
TXRH
$13.7B
$687K 0.01%
+7,549
New +$726K
CNI icon
1344
Canadian National Railway
CNI
$76.6B
$685K 0.01%
5,766
+3,562
+162% +$426K
USNA icon
1345
Usana Health Sciences
USNA
$286M
$685K 0.01%
12,869
-699
-5% -$37.9K
BTU icon
1346
Peabody Energy
BTU
$2.9B
$684K 0.01%
25,882
-5,539
-18% -$152K
RQI icon
1347
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$682K 0.01%
59,319
-27,163
-31% -$327K
MTN icon
1348
Vail Resorts
MTN
$5.3B
$682K 0.01%
2,861
-504
-15% -$118K
BKE icon
1349
Buckle
BKE
$2.37B
$681K 0.01%
+15,025
New +$607K
CRC icon
1350
California Resources
CRC
$4.62B
$681K 0.01%
15,644
-684
-4% -$30K
52 53
54
55 56

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.