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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNOW icon
1326
Snowflake
SNOW
$115B
$695K 0.01%
4,091
-222
-5% -$36.8K
CALX icon
1327
Calix
CALX
$2.39B
$694K 0.01%
11,352
-966
-8% -$51.6K
CLB icon
1328
Core Laboratories
CLB
$521M
$694K 0.01%
51,487
+7,870
+18% +$133K
SEIC icon
1329
SEI Investments
SEIC
$12.6B
$693K 0.01%
+14,120
New +$771K
THS
1330
DELISTED
Treehouse Foods
THS
$693K 0.01%
16,327
-12,348
-43% -$554K
HBI
1331
DELISTED
Hanesbrands
HBI
$689K 0.01%
99,037
+7,199
+8% +$70.7K
NMAI icon
1332
Nuveen Multi-Asset Income Fund
NMAI
$485M
$689K 0.01%
60,502
-313
-0.5% -$4.18K
SVM
1333
Silvercorp Metals
SVM
$2.53B
$689K 0.01%
295,487
-81,070
-22% -$195K
SAIA icon
1334
Saia
SAIA
$9.72B
$685K 0.01%
3,603
-107
-3% -$22.7K
FOXF icon
1335
Fox Factory Holding Corp
FOXF
$886M
$684K 0.01%
8,643
-652
-7% -$60.4K
GMED icon
1336
Globus Medical
GMED
$11.2B
$681K 0.01%
11,431
+3,450
+43% +$208K
NTG
1337
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$681K 0.01%
21,087
-174
-0.8% -$6.15K
AN icon
1338
AutoNation
AN
$6.92B
$680K 0.01%
6,683
-2,112
-24% -$248K
FINS
1339
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$679K 0.01%
+50,669
New +$723K
OPI
1340
DELISTED
Office Properties Income Trust
OPI
$677K 0.01%
48,172
+2,418
+5% +$45.4K
WY icon
1341
Weyerhaeuser
WY
$18.4B
$677K 0.01%
23,720
-34,657
-59% -$1.18M
BNS icon
1342
Scotiabank
BNS
$108B
$676K 0.01%
14,217
+568
+4% +$32.5K
HRTG icon
1343
Heritage Insurance Holdings
HRTG
$991M
$675K 0.01%
298,704
– –
E icon
1344
ENI
E
$77.5B
$670K 0.01%
31,686
-7,813
-20% -$180K
OII icon
1345
Oceaneering
OII
$4.77B
$670K 0.01%
84,216
-1,563
-2% -$14.7K
HVT icon
1346
Haverty Furniture Companies
HVT
$454M
$669K 0.01%
26,884
+17,423
+184% +$472K
KNSL icon
1347
Kinsale Capital Group
KNSL
$8.51B
$668K 0.01%
2,617
+813
+45% +$203K
ASR icon
1348
Grupo Aeroportuario del Sureste
ASR
$8.3B
$667K 0.01%
3,403
+90
+3% +$18.4K
BANC icon
1349
Banc of California
BANC
$2.97B
$667K 0.01%
41,761
-34
-0.1% -$592
OMCL icon
1350
Omnicell
OMCL
$1.68B
$667K 0.01%
7,659
+4,807
+169% +$505K
52 53
54
55 56

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.