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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMX icon
1326
America Movil
AMX
$71.2B
$1.11M 0.01%
52,568
-73
-0.1% -$1.34K
FL
1327
DELISTED
Foot Locker
FL
$1.1M 0.01%
25,283
-13,010
-34% -$618K
SMTC icon
1328
Semtech
SMTC
$13B
$1.1M 0.01%
12,361
+668
+6% +$56.9K
LITTW
1329
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$1.09M 0.01%
1,333,331
– –
ALSN icon
1330
Allison Transmission
ALSN
$9.82B
$1.09M 0.01%
30,052
-8,679
-22% -$307K
OPCH icon
1331
Option Care Health
OPCH
$3.56B
$1.09M 0.01%
+38,225
New +$1M
DKNG icon
1332
DraftKings
DKNG
$11.9B
$1.09M 0.01%
39,552
+9,935
+34% +$389K
PAG icon
1333
Penske Automotive Group
PAG
$14.2B
$1.09M 0.01%
10,131
-48,731
-83% -$5.1M
SILV
1334
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$1.09M 0.01%
137,265
-64,750
-32% -$525K
MHF
1335
Western Asset Municipal High Income Fund
MHF
$153M
$1.08M 0.01%
134,741
-100
-0.1% -$825
DPG
1336
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$1.08M 0.01%
74,766
+3,455
+5% +$48.6K
PCTY icon
1337
Paylocity
PCTY
$7.98B
$1.08M 0.01%
4,568
-3,938
-46% -$1.04M
JACK icon
1338
Jack in the Box
JACK
$335M
$1.08M 0.01%
12,318
-2,619
-18% -$243K
SQM icon
1339
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.07M 0.01%
21,252
+6,802
+47% +$390K
EPR icon
1340
EPR Properties
EPR
$4.77B
$1.07M 0.01%
22,559
-2,257
-9% -$112K
UTF icon
1341
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$1.07M 0.01%
37,549
-53,067
-59% -$1.48M
PGX icon
1342
Invesco Preferred ETF
PGX
$3.79B
$1.07M 0.01%
71,287
+2,405
+3% +$35.8K
EPD icon
1343
Enterprise Products Partners
EPD
$81.7B
$1.07M 0.01%
48,566
-17,284
-26% -$388K
M icon
1344
Macy's
M
$6.68B
$1.07M 0.01%
+40,758
New +$1.11M
PGF icon
1345
Invesco Financial Preferred ETF
PGF
$674M
$1.07M 0.01%
56,617
+1,987
+4% +$37.2K
AVA icon
1346
Avista
AVA
$3.24B
$1.06M 0.01%
25,080
+17,305
+223% +$696K
CXT icon
1347
Crane NXT
CXT
$3.07B
$1.06M 0.01%
30,140
+22,349
+287% +$777K
ESNT icon
1348
Essent Group
ESNT
$6.33B
$1.06M 0.01%
23,384
-7,685
-25% -$352K
NET icon
1349
Cloudflare
NET
$107B
$1.06M 0.01%
8,056
-716
-8% -$120K
PLUG icon
1350
Plug Power
PLUG
$3.04B
$1.06M 0.01%
37,391
-9,596
-20% -$332K
52 53
54
55 56

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.