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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
1326
TotalEnergies
TTE
$190B
$1.14M 0.01%
24,589
-2,415
-9% -$110K
SHO icon
1327
Sunstone Hotel Investors
SHO
$2.06B
$1.14M 0.01%
91,472
-158,350
-63% -$1.89M
ADUS icon
1328
Addus HomeCare
ADUS
$2.23B
$1.14M 0.01%
10,886
+2,619
+32% +$298K
CHX
1329
DELISTED
ChampionX
CHX
$1.14M 0.01%
52,260
+10,306
+25% +$200K
DBX icon
1330
Dropbox
DBX
$8.12B
$1.13M 0.01%
42,305
+18,795
+80% +$452K
EOT
1331
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$1.13M 0.01%
50,124
+15,053
+43% +$322K
XYL icon
1332
Xylem
XYL
$28.1B
$1.12M 0.01%
10,686
+197
+2% +$20K
CTR
1333
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.12M 0.01%
55,987
-11,463
-17% -$209K
INOV
1334
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$1.12M 0.01%
+38,990
New +$1M
SJI
1335
DELISTED
South Jersey Industries, Inc.
SJI
$1.12M 0.01%
49,565
+7,463
+18% +$177K
WLL
1336
DELISTED
Whiting Petroleum Corporation
WLL
$1.12M 0.01%
31,549
– –
MOG.A icon
1337
Moog Inc Class A
MOG.A
$12.8B
$1.12M 0.01%
13,432
-483
-3% -$38.6K
BWG
1338
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.12M 0.01%
92,519
-42,246
-31% -$521K
REGI
1339
DELISTED
Renewable Energy Group, Inc.
REGI
$1.11M 0.01%
16,877
-7,537
-31% -$647K
COO icon
1340
Cooper Companies
COO
$14.5B
$1.11M 0.01%
11,592
-332
-3% -$31.5K
JHS
1341
John Hancock Income Securities Trust
JHS
$127M
$1.11M 0.01%
71,301
-965
-1% -$15.1K
SAIL
1342
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$1.11M 0.01%
21,914
-3,576
-14% -$201K
FNF icon
1343
Fidelity National Financial
FNF
$13.5B
$1.11M 0.01%
28,342
+1,819
+7% +$69.1K
NGG icon
1344
National Grid
NGG
$81.3B
$1.11M 0.01%
21,141
+9,211
+77% +$481K
PINS icon
1345
Pinterest
PINS
$13.4B
$1.1M 0.01%
14,924
-2,661
-15% -$198K
ING icon
1346
ING
ING
$102B
$1.1M 0.01%
89,944
-66,072
-42% -$702K
NBH
1347
Neuberger Municipal Fund Inc
NBH
$304M
$1.1M 0.01%
+69,293
New +$1.09M
EMO
1348
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$1.1M 0.01%
58,671
-13,992
-19% -$237K
LDP icon
1349
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.09M 0.01%
41,803
-3,270
-7% -$83.6K
LOGI icon
1350
Logitech
LOGI
$15.2B
$1.09M 0.01%
10,448
+723
+7% +$76.1K
52 53
54
55 56

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.