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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCOI icon
1326
Cogent Communications
CCOI
$508M
$736K 0.01%
12,249
-9,555
-44% -$697K
LBTYA icon
1327
Liberty Global Class A
LBTYA
$3.6B
$736K 0.01%
35,023
-2,173
-6% -$48.8K
PENN icon
1328
PENN Entertainment
PENN
$2.71B
$735K 0.01%
10,111
+1,366
+16% +$67K
BEAT
1329
DELISTED
BioTelemetry, Inc.
BEAT
$735K 0.01%
16,122
+3,609
+29% +$151K
THQ
1330
abrdn Healthcare Opportunities Fund
THQ
$796M
$730K 0.01%
40,363
+1,513
+4% +$27.5K
KB icon
1331
KB Financial Group
KB
$43.5B
$726K 0.01%
22,629
-5,233
-19% -$162K
CCK icon
1332
Crown Holdings
CCK
$13.1B
$722K 0.01%
9,395
-2,022
-18% -$148K
JLL icon
1333
Jones Lang LaSalle
JLL
$16.7B
$721K 0.01%
7,535
-398
-5% -$40.1K
VNQI icon
1334
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$720K 0.01%
14,812
-1,882
-11% -$91.5K
APA icon
1335
APA Corp
APA
$13.2B
$719K 0.01%
75,870
-513
-0.7% -$7.03K
DLB icon
1336
Dolby
DLB
$5.79B
$719K 0.01%
+10,850
New +$734K
CVA
1337
DELISTED
Covanta Holding Corporation
CVA
$719K 0.01%
92,755
-18,487
-17% -$170K
WAB icon
1338
Wabtec
WAB
$49.3B
$716K 0.01%
11,583
-211
-2% -$13.5K
DSM
1339
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$715K 0.01%
98,082
-70,627
-42% -$529K
PRSP
1340
DELISTED
Perspecta Inc. Common Stock
PRSP
$714K 0.01%
36,717
+7,983
+28% +$168K
REGI
1341
DELISTED
Renewable Energy Group, Inc.
REGI
$709K 0.01%
13,281
+2,243
+20% +$78.8K
STM icon
1342
STMicroelectronics
STM
$50B
$708K 0.01%
23,067
-12,360
-35% -$364K
SNN icon
1343
Smith & Nephew
SNN
$12.6B
$706K 0.01%
18,045
+977
+6% +$39.3K
ET icon
1344
Energy Transfer Partners
ET
$69.3B
$701K 0.01%
129,325
-21,558
-14% -$137K
THO icon
1345
Thor Industries
THO
$4.14B
$686K 0.01%
7,198
+2,728
+61% +$283K
GNL icon
1346
Global Net Lease
GNL
$1.95B
$681K ﹤0.01%
42,844
-4,605
-10% -$77.8K
ISBC
1347
DELISTED
Investors Bancorp, Inc.
ISBC
$681K ﹤0.01%
93,764
+5,430
+6% +$43.2K
GRUB
1348
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$679K ﹤0.01%
4,696
+552
+13% +$79.6K
KSS icon
1349
Kohl's
KSS
$2.19B
$677K ﹤0.01%
36,538
-27,240
-43% -$576K
RYAAY icon
1350
Ryanair
RYAAY
$31.3B
$677K ﹤0.01%
20,715
+4,050
+24% +$126K
52 53
54
55 56

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.