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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBVA icon
1326
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
$3.21M 0.01%
359,544
-51,368
-13% -$455K
GPOR
1327
DELISTED
Gulfport Energy Corp.
GPOR
$3.2M 0.01%
223,118
+5,949
+3% +$77.3K
JGH icon
1328
Nuveen Global High Income Fund
JGH
$352M
$3.18M 0.01%
183,325
+18,903
+11% +$325K
GBT
1329
DELISTED
Global Blood Therapeutics, Inc.
GBT
$3.18M 0.01%
102,485
+54,938
+116% +$1.54M
ECPG icon
1330
Encore Capital Group
ECPG
$2.02B
$3.17M 0.01%
71,602
+12,610
+21% +$511K
ZAYO
1331
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$3.17M 0.01%
92,229
+69,356
+303% +$2.3M
TEN
1332
Tsakos Energy Navigation Ltd
TEN
$1.21B
$3.17M 0.01%
141,130
-1,011
-0.7% -$23.7K
KNOP icon
1333
KNOT Offshore Partners
KNOP
$372M
$3.16M 0.01%
134,655
+102
+0.1% +$2.36K
PFGC icon
1334
Performance Food Group
PFGC
$18B
$3.16M 0.01%
111,777
+43,048
+63% +$1.2M
FIVE icon
1335
Five Below
FIVE
$12B
$3.16M 0.01%
57,563
+4,793
+9% +$235K
JHG
1336
DELISTED
Janus Henderson
JHG
$3.16M 0.01%
+90,632
New +$3.08M
BNJ
1337
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$3.16M 0.01%
206,128
-1,458
-0.7% -$22.8K
ANF icon
1338
Abercrombie & Fitch
ANF
$4.42B
$3.15M 0.01%
218,511
+36,387
+20% +$416K
HYI
1339
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$3.15M 0.01%
202,574
-2,165
-1% -$33.4K
VISN
1340
Vistance Networks Inc
VISN
$2.65B
$3.14M 0.01%
94,584
+62,798
+198% +$2.15M
IRBT
1341
DELISTED
iRobot
IRBT
$3.14M 0.01%
40,731
-21,109
-34% -$1.93M
TNK icon
1342
Teekay Tankers
TNK
$2.75B
$3.13M 0.01%
241,611
+28,140
+13% +$361K
PTEN icon
1343
Patterson-UTI
PTEN
$3.98B
$3.13M 0.01%
149,337
+15,122
+11% +$279K
FULT icon
1344
Fulton Financial
FULT
$4.66B
$3.13M 0.01%
166,619
-10
-0% -$180
LKSD
1345
DELISTED
LSC Communications, Inc.
LKSD
$3.13M 0.01%
189,326
+86,911
+85% +$1.56M
INVA icon
1346
Innoviva
INVA
$1.55B
$3.12M 0.01%
221,059
-23,384
-10% -$309K
HNP
1347
DELISTED
Huaneng Power Intl, Inc.
HNP
$3.12M 0.01%
127,848
+2,483
+2% +$65.8K
KGC icon
1348
Kinross Gold
KGC
$27.4B
$3.11M 0.01%
734,133
+115,953
+19% +$495K
CEO
1349
DELISTED
CNOOC Limited
CEO
$3.11M 0.01%
23,989
+9,392
+64% +$1.09M
HPS
1350
John Hancock Preferred Income Fund III
HPS
$456M
$3.11M 0.01%
165,368
+30,468
+23% +$575K
52 53
54
55 56

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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.