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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNED icon
1326
Barnes & Noble Education
BNED
$431M
$3.08M 0.01%
3,208
-636
-17% -$647K
VTLE
1327
DELISTED
Vital Energy
VTLE
$3.07M 0.01%
10,527
-27,286
-72% -$7.58M
QEP
1328
DELISTED
QEP RESOURCES, INC.
QEP
$3.07M 0.01%
241,130
+26,465
+12% +$417K
AEL
1329
DELISTED
American Equity Investment Life Holding Company
AEL
$3.06M 0.01%
129,604
-9,184
-7% -$228K
CVSA
1330
Covista Inc
CVSA
$4.25B
$3.06M 0.01%
86,271
-8,252
-9% -$273K
COHR icon
1331
Coherent
COHR
$51.4B
$3.04M 0.01%
84,412
-6,301
-7% -$222K
IBKR icon
1332
Interactive Brokers
IBKR
$39.2B
$3.04M 0.01%
350,208
+160,432
+85% +$1.49M
RSP icon
1333
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$3.03M 0.01%
33,402
-855
-2% -$76.7K
IJH icon
1334
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.03M 0.01%
88,515
-3,605
-4% -$123K
FEI
1335
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$3.03M 0.01%
185,552
-63,065
-25% -$1.04M
NFG icon
1336
National Fuel Gas
NFG
$7.82B
$3.02M 0.01%
50,641
+20,715
+69% +$1.22M
COR
1337
DELISTED
Coresite Realty Corporation
COR
$3.02M 0.01%
33,505
+22,064
+193% +$1.92M
BBVA icon
1338
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
$3.02M 0.01%
396,430
-57,461
-13% -$391K
CDE icon
1339
Coeur Mining
CDE
$15.4B
$3.02M 0.01%
373,291
+15,995
+4% +$153K
SEM
1340
DELISTED
Select Medical
SEM
$3.01M 0.01%
418,780
-77,399
-16% -$561K
TNK icon
1341
Teekay Tankers
TNK
$2.75B
$3.01M 0.01%
183,720
+71,529
+64% +$1.33M
IVC
1342
DELISTED
Invacare Corporation
IVC
$3.01M 0.01%
252,823
-50,275
-17% -$603K
FRED
1343
DELISTED
Fred's Inc
FRED
$3.01M 0.01%
229,488
-43,561
-16% -$686K
TAHO
1344
DELISTED
Tahoe Resources Inc
TAHO
$3M 0.01%
373,960
-15,852
-4% -$137K
PGEN icon
1345
Precigen
PGEN
$2.24B
$3M 0.01%
151,459
+28,290
+23% +$632K
PTLA
1346
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2.99M 0.01%
76,329
-21,778
-22% -$694K
DIN icon
1347
Dine Brands
DIN
$456M
$2.98M 0.01%
54,698
+51,132
+1,434% +$3.23M
BHE icon
1348
Benchmark Electronics
BHE
$2.87B
$2.97M 0.01%
93,431
-75,734
-45% -$2.37M
NTCT icon
1349
NETSCOUT
NTCT
$2.96B
$2.97M 0.01%
78,273
-10,204
-12% -$360K
ONTO icon
1350
Onto Innovation
ONTO
$12.9B
$2.97M 0.01%
97,532
-12,069
-11% -$327K
52 53
54
55 56

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.