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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSR
1326
DELISTED
Neustar Inc
NSR
$3.06M 0.01%
91,724
+77,489
+544% +$2.05M
VSI
1327
DELISTED
Vitamin Shoppe Inc.
VSI
$3.06M 0.01%
128,798
+101,442
+371% +$2.6M
ADEA icon
1328
Adeia
ADEA
$3.33B
$3.06M 0.01%
261,580
-71,223
-21% -$755K
ESV
1329
DELISTED
Ensco Rowan plc
ESV
$3.05M 0.01%
78,553
+10,507
+15% +$377K
PATK icon
1330
Patrick Industries
PATK
$2.92B
$3.05M 0.01%
89,989
+55,928
+164% +$1.65M
IQNT
1331
DELISTED
Inteliquent, Inc.
IQNT
$3.05M 0.01%
133,064
+43,284
+48% +$891K
CNQ icon
1332
Canadian Natural Resources
CNQ
$94.7B
$3.05M 0.01%
195,185
+8,393
+4% +$133K
IJH icon
1333
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.05M 0.01%
92,120
-9,430
-9% -$299K
WES
1334
DELISTED
Western Gas Partners Lp
WES
$3.04M 0.01%
51,800
+47,594
+1,132% +$2.68M
BAH icon
1335
Booz Allen Hamilton
BAH
$8.69B
$3.04M 0.01%
84,311
+59,794
+244% +$2.03M
HUBG icon
1336
HUB Group
HUBG
$2.92B
$3.04M 0.01%
139,040
+55,902
+67% +$1.15M
PRTA icon
1337
Prothena Corp
PRTA
$443M
$3.04M 0.01%
61,758
-18,038
-23% -$995K
VTOL icon
1338
Bristow Group
VTOL
$1.25B
$3.04M 0.01%
89,470
+12,126
+16% +$265K
WOLF icon
1339
Wolfspeed
WOLF
$1.31B
$3.04M 0.01%
115,044
+77,439
+206% +$1.93M
BEAT
1340
DELISTED
BioTelemetry, Inc.
BEAT
$3.04M 0.01%
135,774
+27,549
+25% +$539K
FBP icon
1341
First Bancorp
FBP
$4.46B
$3.03M 0.01%
458,662
+71,034
+18% +$418K
SVC
1342
Service Properties Trust
SVC
$1.02B
$3.03M 0.01%
19,104
-28,351
-60% -$4.11M
ICPT
1343
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$3.03M 0.01%
27,901
-25
-0.1% -$2.98K
BRCD
1344
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$3.03M 0.01%
242,562
-25,308
-9% -$285K
CIT
1345
DELISTED
CIT Group Inc.
CIT
$3.03M 0.01%
70,911
+48,389
+215% +$1.91M
CCC
1346
DELISTED
Calgon Carbon Corp
CCC
$3.02M 0.01%
177,872
-7,577
-4% -$127K
SUPN icon
1347
Supernus Pharmaceuticals
SUPN
$2.74B
$3.02M 0.01%
119,662
-64,118
-35% -$1.43M
PFPT
1348
DELISTED
Proofpoint, Inc.
PFPT
$3.02M 0.01%
42,777
-3,894
-8% -$293K
TCF
1349
DELISTED
TCF Financial Corporation
TCF
$3.02M 0.01%
154,247
+76,023
+97% +$1.25M
ASB icon
1350
Associated Banc-Corp
ASB
$5.96B
$3.02M 0.01%
122,227
+43,185
+55% +$950K
52 53
54
55 56

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.