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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
1326
DELISTED
Twitter, Inc.
TWTR
$3.02M 0.01%
131,204
+15,605
+13% +$294K
NJR icon
1327
New Jersey Resources
NJR
$5.86B
$3.02M 0.01%
91,997
-23,939
-21% -$847K
HAFC icon
1328
Hanmi Financial
HAFC
$949M
$3.02M 0.01%
114,660
-8,807
-7% -$222K
DNOW icon
1329
DNOW Inc
DNOW
$2.6B
$3.01M 0.01%
140,628
-13,785
-9% -$276K
GWPH
1330
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3.01M 0.01%
22,658
-1,063
-4% -$102K
NBR icon
1331
Nabors Industries
NBR
$1.25B
$3M 0.01%
4,940
-483
-9% -$238K
TUP
1332
DELISTED
Tupperware Brands Corporation
TUP
$3M 0.01%
45,950
-3,734
-8% -$235K
HMHC
1333
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$3M 0.01%
223,697
-1,238
-0.6% -$19.3K
BAP icon
1334
Credicorp
BAP
$31.4B
$3M 0.01%
19,702
-289
-1% -$45.5K
DISH
1335
DELISTED
DISH Network Corp.
DISH
$3M 0.01%
54,731
+6,043
+12% +$313K
COR
1336
DELISTED
Coresite Realty Corporation
COR
$2.97M 0.01%
40,170
-3,566
-8% -$289K
GEL icon
1337
Genesis Energy
GEL
$1.89B
$2.97M 0.01%
78,099
+72,474
+1,288% +$2.66M
ATCO
1338
DELISTED
Atlas Corp.
ATCO
$2.96M 0.01%
222,109
+54,319
+32% +$783K
LFCR icon
1339
Lifecore Biomedical
LFCR
$165M
$2.95M 0.01%
220,080
-152,074
-41% -$1.84M
VKI icon
1340
Invesco Advantage Municipal Income Trust II
VKI
$394M
$2.95M 0.01%
240,034
-11,511
-5% -$149K
EIV
1341
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2.95M 0.01%
218,430
+11,801
+6% +$161K
HOUS
1342
DELISTED
Anywhere Real Estate
HOUS
$2.95M 0.01%
113,921
+92,330
+428% +$2.56M
LXK
1343
DELISTED
Lexmark Intl Inc
LXK
$2.94M 0.01%
73,446
-17,789
-19% -$647K
CAVM
1344
DELISTED
Cavium, Inc.
CAVM
$2.93M 0.01%
50,357
+5,958
+13% +$298K
AEGN
1345
DELISTED
Aegion Corp
AEGN
$2.93M 0.01%
153,533
+9,122
+6% +$175K
CNQ icon
1346
Canadian Natural Resources
CNQ
$96.7B
$2.93M 0.01%
186,792
+97,007
+108% +$1.48M
CBSH icon
1347
Commerce Bancshares
CBSH
$8.62B
$2.92M 0.01%
96,605
-6,757
-7% -$202K
STMP
1348
DELISTED
Stamps.com, Inc.
STMP
$2.92M 0.01%
30,874
-2,347
-7% -$203K
BFY
1349
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$2.92M 0.01%
169,283
+24,360
+17% +$423K
AGI icon
1350
Alamos Gold
AGI
$12B
$2.91M 0.01%
355,097
-43,880
-11% -$382K
52 53
54
55 56

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.