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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMN icon
1326
Horace Mann Educators
HMN
$2.1B
$2.87M 0.01%
90,610
+263
+0.3% +$8.06K
RGC
1327
DELISTED
Regal Entertainment Group
RGC
$2.87M 0.01%
135,735
-78,802
-37% -$1.5M
DISH
1328
DELISTED
DISH Network Corp.
DISH
$2.87M 0.01%
62,015
-5,272
-8% -$254K
VALE icon
1329
Vale
VALE
$63.6B
$2.86M 0.01%
679,933
-29,888
-4% -$92.9K
MUB icon
1330
iShares National Muni Bond ETF
MUB
$45.4B
$2.85M 0.01%
25,514
-13,221
-34% -$1.47M
IDA icon
1331
Idacorp
IDA
$8.29B
$2.84M 0.01%
38,121
-3,720
-9% -$263K
NS
1332
DELISTED
NuStar Energy L.P.
NS
$2.84M 0.01%
70,407
-5,428
-7% -$189K
WPX
1333
DELISTED
WPX Energy, Inc.
WPX
$2.84M 0.01%
406,750
+46,686
+13% +$238K
VRN
1334
DELISTED
Veren
VRN
$2.82M 0.01%
203,736
-52,614
-21% -$608K
DDD icon
1335
3D Systems Corp
DDD
$593M
$2.81M 0.01%
181,535
+15,474
+9% +$160K
AGIO icon
1336
Agios Pharmaceuticals
AGIO
$1.89B
$2.81M 0.01%
69,114
-22,186
-24% -$949K
THO icon
1337
Thor Industries
THO
$4.14B
$2.8M 0.01%
43,880
+6,447
+17% +$353K
PNFP icon
1338
Pinnacle Financial Partners Inc
PNFP
$16.2B
$2.78M 0.01%
56,711
-12,954
-19% -$618K
TBRG
1339
DELISTED
TruBridge
TBRG
$2.78M 0.01%
53,279
-3,732
-7% -$198K
UFPI icon
1340
UFP Industries
UFPI
$5.24B
$2.78M 0.01%
97,044
-20,988
-18% -$500K
NVAX icon
1341
Novavax
NVAX
$1.27B
$2.77M 0.01%
26,893
-2,510
-9% -$269K
EDD
1342
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$384M
$2.77M 0.01%
362,962
+315,984
+673% +$2.18M
BGFV
1343
DELISTED
Big 5 Sporting Goods
BGFV
$2.77M 0.01%
249,374
+33,764
+16% +$395K
SYT
1344
DELISTED
Syngenta Ag
SYT
$2.77M 0.01%
33,430
+1,101
+3% +$86.7K
FIX icon
1345
Comfort Systems
FIX
$61.1B
$2.77M 0.01%
87,068
-15,275
-15% -$432K
EDE
1346
DELISTED
Empire District Electric
EDE
$2.76M 0.01%
83,558
+19,388
+30% +$603K
EWBC icon
1347
East-West Bancorp
EWBC
$18.3B
$2.76M 0.01%
84,993
+9,118
+12% +$298K
ATCO
1348
DELISTED
Atlas Corp.
ATCO
$2.76M 0.01%
150,507
-13,923
-8% -$233K
BBT
1349
Beacon Financial Corp
BBT
$2.68B
$2.76M 0.01%
102,584
-36,915
-26% -$986K
CNA icon
1350
CNA Financial
CNA
$14.2B
$2.75M 0.01%
85,588
+7,106
+9% +$224K
52 53
54
55 56

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.