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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZC
1326
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.95M 0.01%
269,302
+69,446
+35% +$738K
WKC icon
1327
World Kinect Corp
WKC
$1.86B
$2.94M 0.01%
82,226
-31,203
-28% -$1.3M
TECD
1328
DELISTED
Tech Data Corp
TECD
$2.93M 0.01%
42,836
-7,229
-14% -$443K
EPC icon
1329
Edgewell Personal Care
EPC
$1.31B
$2.93M 0.01%
35,904
-2,306
-6% -$209K
VOYA icon
1330
Voya Financial
VOYA
$9.19B
$2.93M 0.01%
75,478
+14,422
+24% +$634K
BLKB icon
1331
Blackbaud
BLKB
$2.08B
$2.91M 0.01%
51,891
-8,888
-15% -$520K
MNDT
1332
DELISTED
Mandiant, Inc. Common Stock
MNDT
$2.91M 0.01%
91,413
-7,549
-8% -$315K
DST
1333
DELISTED
DST Systems Inc.
DST
$2.91M 0.01%
55,318
-22,792
-29% -$1.27M
AD
1334
Array Digital Infrastructure
AD
$3.05B
$2.9M 0.01%
81,881
+15,278
+23% +$559K
GDV icon
1335
Gabelli Dividend & Income Trust
GDV
$2.66B
$2.9M 0.01%
164,994
-3,981
-2% -$77.2K
STR
1336
DELISTED
QUESTAR CORP
STR
$2.89M 0.01%
148,959
-62,504
-30% -$1.28M
SPH icon
1337
Suburban Propane Partners
SPH
$1.17B
$2.88M 0.01%
87,622
+233
+0.3% +$8.58K
ICLR icon
1338
Icon
ICLR
$12.7B
$2.88M 0.01%
40,586
+19,773
+95% +$1.49M
DISH
1339
DELISTED
DISH Network Corp.
DISH
$2.88M 0.01%
49,356
-9,760
-17% -$619K
NPP
1340
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.88M 0.01%
202,929
-8,294
-4% -$117K
BHK icon
1341
BlackRock Core Bond Trust
BHK
$667M
$2.88M 0.01%
222,750
-2,319
-1% -$29.6K
BYM
1342
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$2.88M 0.01%
208,287
+34,009
+20% +$467K
IJH icon
1343
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.86M 0.01%
104,780
-5,060
-5% -$147K
NDP
1344
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$2.86M 0.01%
28,650
-8,181
-22% -$1M
AEM icon
1345
Agnico Eagle Mines
AEM
$90.5B
$2.86M 0.01%
113,003
+21,012
+23% +$511K
BRS
1346
DELISTED
Bristow Group, Inc.
BRS
$2.86M 0.01%
109,156
+55,036
+102% +$2.2M
GOLD
1347
DELISTED
Randgold Resources Ltd
GOLD
$2.85M 0.01%
48,583
+7,371
+18% +$444K
VER
1348
DELISTED
VEREIT, Inc.
VER
$2.85M 0.01%
73,807
-20,513
-22% -$857K
OMCL icon
1349
Omnicell
OMCL
$1.68B
$2.85M 0.01%
91,573
+1,432
+2% +$51.3K
REXR icon
1350
Rexford Industrial Realty
REXR
$8.19B
$2.85M 0.01%
206,546
+43,793
+27% +$610K
52 53
54
55 56

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.