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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GATO
1301
DELISTED
Gatos Silver, Inc.
GATO
$716K 0.01%
109,435
+13,778
+14% +$76.5K
FCNCA icon
1302
First Citizens BancShares
FCNCA
$25.3B
$715K 0.01%
+504
New +$708K
MKTX icon
1303
MarketAxess Holdings
MKTX
$5.72B
$715K 0.01%
2,442
+90
+4% +$21.8K
TRP icon
1304
TC Energy
TRP
$65.9B
$708K 0.01%
18,107
-1,195
-6% -$43.6K
DLB icon
1305
Dolby
DLB
$5.79B
$708K 0.01%
8,211
+4,533
+123% +$382K
IGA
1306
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$707K 0.01%
82,992
-41,544
-33% -$343K
CTR
1307
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$707K 0.01%
19,501
-1,051
-5% -$34.4K
AA icon
1308
Alcoa
AA
$13.2B
$705K 0.01%
20,732
+5,301
+34% +$143K
HPP
1309
Hudson Pacific Properties
HPP
$779M
$702K 0.01%
10,779
+1,032
+11% +$45.5K
CWEN icon
1310
Clearway Energy Class C
CWEN
$6.7B
$700K 0.01%
25,526
-1,219
-5% -$28.5K
BPOP icon
1311
Popular Inc
BPOP
$11.1B
$699K 0.01%
8,513
-2,249
-21% -$159K
OWL icon
1312
Blue Owl Capital
OWL
$18.5B
$698K 0.01%
46,824
-285
-0.6% -$3.83K
SXT icon
1313
Sensient Technologies
SXT
$5.53B
$697K 0.01%
10,564
+293
+3% +$17.4K
CDNA icon
1314
CareDx
CDNA
$2.42B
$695K 0.01%
57,917
-16,687
-22% -$137K
CVE icon
1315
Cenovus Energy
CVE
$52.1B
$695K 0.01%
41,729
+5,931
+17% +$109K
GPRE icon
1316
Green Plains
GPRE
$1.03B
$695K 0.01%
27,540
+678
+3% +$17.9K
IR icon
1317
Ingersoll Rand
IR
$33.7B
$693K 0.01%
8,957
+1,086
+14% +$74.3K
KBR icon
1318
KBR
KBR
$4.8B
$692K 0.01%
12,492
-6,619
-35% -$365K
GENI icon
1319
Genius Sports
GENI
$2.11B
$691K 0.01%
111,891
-49,276
-31% -$265K
SYBT icon
1320
Stock Yards Bancorp
SYBT
$2.6B
$690K 0.01%
13,410
+383
+3% +$17K
RVTY icon
1321
Revvity
RVTY
$12.8B
$690K 0.01%
6,311
-1,356
-18% -$131K
CGAU
1322
Centerra Gold
CGAU
$4.15B
$687K 0.01%
115,187
+27,230
+31% +$149K
ORAN
1323
DELISTED
Orange
ORAN
$685K 0.01%
59,902
+5,649
+10% +$66.3K
ETO
1324
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$684K 0.01%
28,927
-7,030
-20% -$154K
SLCA
1325
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$676K 0.01%
59,803
+21,139
+55% +$251K
51 52
53
54 55

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.