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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOWN icon
1301
Towne Bank
TOWN
$3.42B
$650K 0.01%
28,354
-7,689
-21% -$185K
CROX icon
1302
Crocs
CROX
$6.55B
$648K 0.01%
7,349
+673
+10% +$69.2K
NOG icon
1303
Northern Oil and Gas
NOG
$2.35B
$648K 0.01%
16,106
+2,022
+14% +$79.7K
SMTC icon
1304
Semtech
SMTC
$13B
$646K 0.01%
25,105
-1,415
-5% -$37.2K
COLB icon
1305
Columbia Banking Systems
COLB
$8.84B
$642K 0.01%
31,633
+10,216
+48% +$213K
LECO icon
1306
Lincoln Electric
LECO
$15.4B
$641K 0.01%
3,525
-139
-4% -$26.6K
BIO icon
1307
Bio-Rad Laboratories Class A
BIO
$9.42B
$640K 0.01%
1,786
-20
-1% -$7.72K
SMFG icon
1308
Sumitomo Mitsui Financial
SMFG
$164B
$639K 0.01%
64,918
-28,740
-31% -$266K
CHCO icon
1309
City Holding Co
CHCO
$2.04B
$636K 0.01%
+7,043
New +$654K
IDE
1310
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$636K 0.01%
67,424
-55,677
-45% -$545K
NWSA icon
1311
News Corp Class A
NWSA
$15.4B
$634K 0.01%
31,619
-12,822
-29% -$260K
SMPL icon
1312
Simply Good Foods
SMPL
$982M
$628K 0.01%
18,191
-2,234
-11% -$80.3K
ORAN
1313
DELISTED
Orange
ORAN
$623K 0.01%
54,253
-7,995
-13% -$91.4K
SKM icon
1314
SK Telecom
SKM
$13.2B
$620K 0.01%
28,905
-2,299
-7% -$46K
SHOO icon
1315
Steven Madden
SHOO
$3.55B
$619K 0.01%
+19,488
New +$649K
DO
1316
DELISTED
Diamond Offshore Drilling, Inc.
DO
$617K 0.01%
42,030
-19,027
-31% -$291K
CIG icon
1317
CEMIG Preferred Shares
CIG
$6.01B
$616K 0.01%
331,172
-285,201
-46% -$551K
TCOM icon
1318
Trip.com Group
TCOM
$29.1B
$616K 0.01%
17,620
+4,975
+39% +$187K
IAG icon
1319
IAMGOLD
IAG
$10.5B
$615K 0.01%
286,156
-120,741
-30% -$297K
PEGA icon
1320
Pegasystems
PEGA
$5.38B
$615K 0.01%
28,316
-636
-2% -$15.6K
AAON icon
1321
Aaon
AAON
$7.77B
$612K 0.01%
10,753
+596
+6% +$37.9K
OWL icon
1322
Blue Owl Capital
OWL
$18.5B
$611K 0.01%
47,109
-1,367
-3% -$16.3K
PR
1323
Permian Resources
PR
$16.9B
$608K 0.01%
43,576
+8,286
+23% +$104K
DAY
1324
DELISTED
Dayforce
DAY
$608K 0.01%
8,955
-728
-8% -$51.2K
TECK icon
1325
Teck Resources
TECK
$32.6B
$607K 0.01%
14,087
-232
-2% -$9.61K
51 52
53
54 55

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.