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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASR icon
1301
Grupo Aeroportuario del Sureste
ASR
$8.3B
$752K 0.01%
3,228
-175
-5% -$40.7K
AA icon
1302
Alcoa
AA
$13.2B
$751K 0.01%
16,514
+5,495
+50% +$239K
NIU
1303
Niu Technologies
NIU
$193M
$750K 0.01%
143,487
-7,895
-5% -$30.4K
AKAM icon
1304
Akamai
AKAM
$15.9B
$748K 0.01%
8,868
-17,025
-66% -$1.48M
MGM icon
1305
MGM Resorts International
MGM
$11.2B
$747K 0.01%
22,283
-2,095
-9% -$72.6K
SONY icon
1306
Sony
SONY
$138B
$745K 0.01%
48,855
+16,695
+52% +$249K
POOL icon
1307
Pool Corp
POOL
$7.5B
$744K 0.01%
2,461
-8,185
-77% -$2.59M
TRP icon
1308
TC Energy
TRP
$65.9B
$744K 0.01%
18,657
-723
-4% -$31.4K
CCL icon
1309
Carnival Corporation Ltd
CCL
$39.7B
$742K 0.01%
92,057
+8,634
+10% +$74.4K
TKC icon
1310
Turkcell
TKC
$4.79B
$740K 0.01%
154,453
+32,494
+27% +$128K
SYBT icon
1311
Stock Yards Bancorp
SYBT
$2.6B
$739K 0.01%
11,367
+3,873
+52% +$277K
MKSI icon
1312
MKS Inc
MKSI
$20.6B
$738K 0.01%
8,707
-2,056
-19% -$165K
GO icon
1313
Grocery Outlet
GO
$980M
$738K 0.01%
25,269
+8,115
+47% +$255K
BTX
1314
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$736K 0.01%
108,127
+37,585
+53% +$268K
ALSN icon
1315
Allison Transmission
ALSN
$9.82B
$734K 0.01%
17,648
-3,105
-15% -$128K
ALV icon
1316
Autoliv
ALV
$9B
$732K 0.01%
9,557
-5,190
-35% -$415K
RGR icon
1317
Sturm, Ruger & Co
RGR
$593M
$730K 0.01%
14,425
-2,058
-12% -$112K
WIP icon
1318
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$725K 0.01%
17,606
+8,224
+88% +$336K
EBS icon
1319
Emergent Biosolutions
EBS
$248M
$724K 0.01%
61,331
+21,785
+55% +$337K
NARI
1320
DELISTED
Inari Medical, Inc. Common Stock
NARI
$724K 0.01%
11,395
+4,848
+74% +$352K
APO icon
1321
Apollo Global Management
APO
$73.4B
$723K 0.01%
11,334
+186
+2% +$11K
MAXR
1322
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$721K 0.01%
13,932
-13,265
-49% -$364K
NTG
1323
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$720K 0.01%
20,825
-262
-1% -$9.38K
TU icon
1324
Telus
TU
$15.3B
$714K 0.01%
+36,998
New +$764K
PGHY icon
1325
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$714K 0.01%
37,190
+5,082
+16% +$97.3K
51 52
53
54 55

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.