We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVE icon
1301
Five Below
FIVE
$13.5B
$1.26M 0.01%
7,106
-7
-0.1% -$1.39K
TFX icon
1302
Teleflex
TFX
$5.98B
$1.25M 0.01%
3,330
-3,763
-53% -$1.47M
APO icon
1303
Apollo Global Management
APO
$73.4B
$1.25M 0.01%
20,350
-8,656
-30% -$520K
CUZ icon
1304
Cousins Properties
CUZ
$4.88B
$1.25M 0.01%
33,588
-13,975
-29% -$538K
NWSA icon
1305
News Corp Class A
NWSA
$15.4B
$1.25M 0.01%
53,245
-70,582
-57% -$1.67M
MMD
1306
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.25M 0.01%
56,989
+15,031
+36% +$338K
HXL icon
1307
Hexcel
HXL
$7.82B
$1.25M 0.01%
20,970
-3,170
-13% -$183K
UBSI icon
1308
United Bankshares
UBSI
$6.62B
$1.25M 0.01%
34,216
-36,388
-52% -$1.27M
IR icon
1309
Ingersoll Rand
IR
$33.7B
$1.24M 0.01%
24,614
-3,498
-12% -$178K
FRTA
1310
DELISTED
Forterra, Inc
FRTA
$1.24M 0.01%
52,517
– –
GATO
1311
DELISTED
Gatos Silver, Inc.
GATO
$1.23M 0.01%
105,930
+16,350
+18% +$228K
NGVT icon
1312
Ingevity
NGVT
$2.68B
$1.23M 0.01%
17,228
-2,471
-13% -$195K
EPR icon
1313
EPR Properties
EPR
$4.77B
$1.23M 0.01%
24,816
-7,296
-23% -$370K
SXT icon
1314
Sensient Technologies
SXT
$5.53B
$1.22M 0.01%
13,448
+6,467
+93% +$566K
PRGO icon
1315
Perrigo
PRGO
$1.78B
$1.22M 0.01%
25,817
-9,134
-26% -$406K
PENN icon
1316
PENN Entertainment
PENN
$2.71B
$1.22M 0.01%
16,825
-604
-3% -$44.4K
WRB icon
1317
W.R. Berkley
WRB
$26.6B
$1.22M 0.01%
37,400
-1,701
-4% -$56.1K
MNP
1318
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.22M 0.01%
77,565
+441
+0.6% +$7.18K
QQQX icon
1319
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$1.21M 0.01%
42,766
-700
-2% -$20.7K
TCBK icon
1320
TriCo Bancshares
TCBK
$1.83B
$1.21M 0.01%
27,976
+106
+0.4% +$4.29K
TSLX icon
1321
Sixth Street Specialty
TSLX
$1.81B
$1.21M 0.01%
54,641
-42,968
-44% -$985K
NCLH icon
1322
Norwegian Cruise Line
NCLH
$8.84B
$1.21M 0.01%
45,382
+541
+1% +$13.8K
GAP
1323
The Gap Inc
GAP
$7.37B
$1.21M 0.01%
53,316
-14,305
-21% -$395K
EXK
1324
Endeavour Silver
EXK
$2.83B
$1.21M 0.01%
295,836
+50,675
+21% +$243K
IX icon
1325
ORIX
IX
$43.5B
$1.21M 0.01%
63,835
+18,390
+40% +$338K
51 52
53
54 55

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.