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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
1301
Roku
ROKU
$22.7B
$1.09M 0.01%
3,270
+1,315
+67% +$345K
FLG
1302
Flagstar Bank National Association
FLG
$5.82B
$1.09M 0.01%
34,312
+15,850
+86% +$437K
RP
1303
DELISTED
RealPage, Inc.
RP
$1.08M 0.01%
+12,437
New +$815K
COO icon
1304
Cooper Companies
COO
$14.5B
$1.08M 0.01%
11,924
-3,396
-22% -$291K
IBND icon
1305
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$1.08M 0.01%
28,566
-661
-2% -$24.3K
FAM
1306
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.08M 0.01%
102,688
+19,495
+23% +$195K
KBH icon
1307
KB Home
KBH
$3.59B
$1.08M 0.01%
+32,158
New +$1.15M
FTCH
1308
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$1.08M 0.01%
16,900
+7,611
+82% +$337K
NLSN
1309
DELISTED
Nielsen Holdings plc
NLSN
$1.08M 0.01%
51,612
-29,392
-36% -$477K
BCSF icon
1310
Bain Capital Specialty
BCSF
$850M
$1.07M 0.01%
88,625
-11,167
-11% -$124K
RCM
1311
DELISTED
R1 RCM Inc. Common Stock
RCM
$1.07M 0.01%
44,767
+31,928
+249% +$635K
BC icon
1312
Brunswick
BC
$5.28B
$1.07M 0.01%
14,083
+789
+6% +$55.7K
DCO icon
1313
Ducommun
DCO
$2.98B
$1.07M 0.01%
19,987
-408
-2% -$17.6K
SLP icon
1314
Simulations Plus
SLP
$371M
$1.07M 0.01%
14,880
+11,250
+310% +$746K
SPSC icon
1315
SPS Commerce
SPSC
$2.64B
$1.07M 0.01%
9,844
+6,423
+188% +$603K
BGS icon
1316
B&G Foods
BGS
$286M
$1.07M 0.01%
38,524
-14,964
-28% -$422K
MGA icon
1317
Magna International
MGA
$18.8B
$1.07M 0.01%
15,074
+5,186
+52% +$305K
WSBC icon
1318
WesBanco
WSBC
$4B
$1.07M 0.01%
35,621
-11,051
-24% -$298K
XYL icon
1319
Xylem
XYL
$28.1B
$1.07M 0.01%
10,489
+686
+7% +$64.5K
HEI icon
1320
HEICO Corp
HEI
$51.4B
$1.07M 0.01%
8,054
-1,404
-15% -$171K
LTHM
1321
DELISTED
Livent Corporation
LTHM
$1.07M 0.01%
+56,561
New +$789K
VLY icon
1322
Valley National Bancorp
VLY
$8.04B
$1.06M 0.01%
109,235
+44,804
+70% +$390K
DBL
1323
DoubleLine Opportunistic Credit Fund
DBL
$280M
$1.06M 0.01%
53,905
+20,922
+63% +$403K
KYN icon
1324
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$1.06M 0.01%
184,001
-51,265
-22% -$275K
CSIQ icon
1325
Canadian Solar
CSIQ
$1.08B
$1.06M 0.01%
+20,636
New +$846K
51 52
53
54 55

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.