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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENIA
1301
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$789K 0.01%
122,194
-4,098
-3% -$29.9K
ITUB icon
1302
Itaú Unibanco
ITUB
$87.5B
$788K 0.01%
272,077
-2,782
-1% -$9.45K
BC icon
1303
Brunswick
BC
$5.28B
$783K 0.01%
13,294
-1,117
-8% -$71.3K
DBX icon
1304
Dropbox
DBX
$8.12B
$783K 0.01%
40,661
+11,662
+40% +$243K
KIM icon
1305
Kimco Realty
KIM
$16.4B
$782K 0.01%
69,460
-6,768
-9% -$79.9K
CTR
1306
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$781K 0.01%
78,016
-13,467
-15% -$168K
MAIN icon
1307
Main Street Capital
MAIN
$5.48B
$780K 0.01%
26,368
-1,911
-7% -$58.5K
EHI
1308
Western Asset Global High Income Fund
EHI
$178M
$779K 0.01%
80,816
-15,053
-16% -$147K
COHR
1309
DELISTED
Coherent Inc
COHR
$779K 0.01%
7,025
+1,002
+17% +$121K
GLIBA
1310
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$778K 0.01%
9,487
+6,508
+218% +$513K
ANF icon
1311
Abercrombie & Fitch
ANF
$5B
$774K 0.01%
55,570
+7,710
+16% +$90K
SMPL icon
1312
Simply Good Foods
SMPL
$982M
$774K 0.01%
35,090
-5,581
-14% -$130K
SQM icon
1313
Sociedad Química y Minera de Chile
SQM
$20.6B
$774K 0.01%
23,866
-1,040
-4% -$32.4K
BYD icon
1314
Boyd Gaming
BYD
$6.06B
$769K 0.01%
25,072
+8,133
+48% +$204K
E icon
1315
ENI
E
$77.5B
$766K 0.01%
49,263
-105
-0.2% -$1.95K
EXP icon
1316
Eagle Materials
EXP
$6.57B
$762K 0.01%
8,834
+1,887
+27% +$152K
HPS
1317
John Hancock Preferred Income Fund III
HPS
$458M
$760K 0.01%
47,588
+202
+0.4% +$3.29K
UPBD icon
1318
Upbound Group
UPBD
$1.16B
$760K 0.01%
25,442
-5,739
-18% -$170K
PMO
1319
Franklin Municipal Opportunities Trust
PMO
$285M
$755K 0.01%
58,219
-8,959
-13% -$119K
GOOD
1320
Gladstone Commercial Corp
GOOD
$627M
$747K 0.01%
44,338
-6,669
-13% -$122K
SNP
1321
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$747K 0.01%
18,460
+993
+6% +$43.6K
ESE icon
1322
ESCO Technologies
ESE
$7.92B
$743K 0.01%
9,216
-2,088
-18% -$180K
GORO icon
1323
Goldgroup Mining Inc.
GORO
$191M
$741K 0.01%
217,315
+10,843
+5% +$44.2K
TTMI icon
1324
TTM Technologies
TTMI
$14.5B
$741K 0.01%
64,982
-3,768
-5% -$44.1K
TYG
1325
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$741K 0.01%
50,068
-9,008
-15% -$147K
51 52
53
54 55

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.