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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFX icon
1301
Equifax
EFX
$20.6B
$1.06M 0.01%
7,556
-447
-6% -$63K
CATY icon
1302
Cathay General Bancorp
CATY
$4.26B
$1.06M 0.01%
30,527
+271
+0.9% +$9.45K
PMT
1303
PennyMac Mortgage Investment
PMT
$817M
$1.05M 0.01%
47,387
+1,236
+3% +$27.3K
EC icon
1304
Ecopetrol
EC
$35.5B
$1.05M 0.01%
61,805
+18,592
+43% +$322K
INN
1305
Summit Hotel Properties
INN
$720M
$1.05M 0.01%
90,860
+23,063
+34% +$264K
HQH
1306
abrdn Healthcare Investors
HQH
$1.31B
$1.05M 0.01%
57,333
+6,593
+13% +$127K
HTLD icon
1307
Heartland Express
HTLD
$971M
$1.05M 0.01%
48,776
-15,107
-24% -$303K
SA
1308
Seabridge Gold
SA
$3.12B
$1.05M 0.01%
82,699
-28,423
-26% -$404K
SQM icon
1309
Sociedad Química y Minera de Chile
SQM
$20.7B
$1.05M 0.01%
37,685
+644
+2% +$17.8K
CFR icon
1310
Cullen/Frost Bankers
CFR
$10.3B
$1.04M 0.01%
11,730
-13,333
-53% -$1.18M
ZTR
1311
Virtus Total Return Fund
ZTR
$339M
$1.03M 0.01%
93,627
-2,015
-2% -$22.4K
DBL
1312
DoubleLine Opportunistic Credit Fund
DBL
$279M
$1.03M 0.01%
49,744
-1,041
-2% -$21.6K
MSM icon
1313
MSC Industrial Direct
MSM
$6.98B
$1.03M 0.01%
14,200
+2,408
+20% +$169K
GPI icon
1314
Group 1 Automotive
GPI
$3.25B
$1.03M 0.01%
11,154
+3,834
+52% +$315K
FDS icon
1315
Factset
FDS
$9.72B
$1.03M 0.01%
4,233
-2,052
-33% -$569K
MED icon
1316
Medifast
MED
$137M
$1.03M 0.01%
9,902
+410
+4% +$44.1K
SU icon
1317
Suncor Energy
SU
$72.1B
$1.02M 0.01%
32,439
-800
-2% -$24.1K
FWRD icon
1318
Forward Air
FWRD
$541M
$1.02M 0.01%
16,070
-218
-1% -$13.4K
LTXB
1319
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.02M 0.01%
23,429
+5,301
+29% +$220K
CIO
1320
DELISTED
City Office REIT
CIO
$1.02M 0.01%
70,841
-17,048
-19% -$223K
PMM
1321
Franklin Managed Municipal Income Trust
PMM
$270M
$1.02M 0.01%
130,191
-108,370
-45% -$855K
JPS
1322
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.02M 0.01%
103,180
+44,896
+77% +$436K
AVAL icon
1323
Grupo Aval
AVAL
$6.15B
$1.01M 0.01%
135,734
-96,690
-42% -$735K
TWLO icon
1324
Twilio
TWLO
$29B
$1.01M 0.01%
9,212
+2,663
+41% +$345K
LSI
1325
DELISTED
Life Storage, Inc.
LSI
$1.01M 0.01%
14,415
-6,408
-31% -$436K
51 52
53
54 55

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.