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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BRFS
1301
DELISTED
BRF SA
BRFS
| $3.22M | 0.01% |
286,079
+107,293
| +60% | +$1.37M |
|
|
ETV
1302
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
| $3.22M | 0.01% |
209,659
-80,959
| -28% | -$1.23M |
|
|
EV
1303
DELISTED
Eaton Vance Corp.
EV
| $3.22M | 0.01% |
57,132
+44,943
| +369% | +$2.38M |
|
1304
Gabelli Dividend & Income Trust
GDV
$2.6B
| $3.22M | 0.01% |
137,606
-6,947
| -5% | -$157K |
|
|
GXP
1305
DELISTED
Great Plains Energy Incorporated
GXP
| $3.21M | 0.01% |
99,649
-151,828
| -60% | -$4.99M |
|
|
MUI
1306
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $3.21M | 0.01% |
230,680
+80,348
| +53% | +$1.13M |
|
1307
Equinor
EQNR
$97.7B
| $3.2M | 0.01% |
149,467
+871
| +0.6% | +$17.8K |
|
|
ARRY
1308
DELISTED
Array Biopharma Inc
ARRY
| $3.2M | 0.01% |
250,014
-46,608
| -16% | -$530K |
|
1309
Transocean
RIG
$5.89B
| $3.2M | 0.01% |
299,385
-204,346
| -41% | -$2.12M |
|
1310
Vail Resorts
MTN
$5.32B
| $3.2M | 0.01% |
15,043
-2,967
| -16% | -$664K |
|
1311
DHT Holdings
DHT
$2.99B
| $3.19M | 0.01% |
890,088
-88,301
| -9% | -$342K |
|
1312
Nuveen Core Equity Alpha Fund
JCE
$278M
| $3.19M | 0.01% |
218,793
-22,142
| -9% | -$348K |
|
|
TEF
1313
DELISTED
Telefonica
TEF
| $3.19M | 0.01% |
408,331
-237,079
| -37% | -$1.95M |
|
1314
Healthcare Services Group
HCSG
$1.6B
| $3.19M | 0.01% |
60,550
+37,949
| +168% | +$1.99M |
|
|
ZEUS
1315
DELISTED
Olympic Steel
ZEUS
| $3.19M | 0.01% |
148,243
+41,326
| +39% | +$842K |
|
1316
Huntsman Corp
HUN
$1.71B
| $3.18M | 0.01% |
95,534
+39,119
| +69% | +$1.2M |
|
|
EDI
1317
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
| $3.17M | 0.01% |
203,496
+11,998
| +6% | +$187K |
|
|
DHC
1318
Diversified Healthcare Trust
DHC
$2.15B
| $3.16M | 0.01% |
165,083
-20,469
| -11% | -$392K |
|
|
RA
1319
Brookfield Real Assets Income Fund
RA
$708M
| $3.15M | 0.01% |
134,998
-57,847
| -30% | -$1.37M |
|
1320
Dell
DELL
$262B
| $3.15M | 0.01% |
137,944
+102,315
| +287% | +$2.32M |
|
|
UNT
1321
DELISTED
UNIT Corporation
UNT
| $3.15M | 0.01% |
143,099
+53,726
| +60% | +$1.09M |
|
1322
National Bank Holdings
NBHC
$1.92B
| $3.15M | 0.01% |
96,999
+48,860
| +101% | +$1.63M |
|
1323
Barnes & Noble Education
BNED
$431M
| $3.14M | 0.01% |
3,816
+895
| +31% | +$592K |
|
1324
Walker & Dunlop
WD
$1.71B
| $3.13M | 0.01% |
65,991
+21,215
| +47% | +$1.08M |
|
|
HEES
1325
DELISTED
H&E Equipment Services
HEES
| $3.13M | 0.01% |
76,927
-4,714
| -6% | -$161K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.