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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLT
1301
abrdn Physical Platinum Shares ETF
PPLT
$1.88B
$3.38M 0.01%
387,090
+20,620
+6% +$188K
HYT icon
1302
BlackRock Corporate High Yield Fund
HYT
$1.36B
$3.37M 0.01%
297,879
+40,709
+16% +$453K
GLO
1303
Clough Global Opportunities Fund
GLO
$250M
$3.37M 0.01%
301,485
-33,826
-10% -$377K
QUAD icon
1304
Quad
QUAD
$536M
$3.36M 0.01%
148,499
+4,251
+3% +$87.9K
NVO
1305
Novo Nordisk
NVO
$208B
$3.35M 0.01%
138,952
+30,332
+28% +$685K
PF
1306
DELISTED
Pinnacle Foods, Inc.
PF
$3.33M 0.01%
58,337
-2,931
-5% -$174K
ASIX icon
1307
AdvanSix
ASIX
$541M
$3.33M 0.01%
83,684
+14,181
+20% +$481K
CDE icon
1308
Coeur Mining
CDE
$15.4B
$3.3M 0.01%
359,167
+21,267
+6% +$181K
BSMX
1309
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$3.3M 0.01%
326,734
+118,523
+57% +$1.21M
CBRL icon
1310
Cracker Barrel
CBRL
$1.26B
$3.29M 0.01%
21,718
+14,811
+214% +$2.26M
QNST icon
1311
QuinStreet
QNST
$890M
$3.29M 0.01%
447,622
+75,427
+20% +$365K
AMN icon
1312
AMN Healthcare
AMN
$1.3B
$3.28M 0.01%
71,820
-1,914
-3% -$73.1K
RRGB icon
1313
Red Robin
RRGB
$145M
$3.27M 0.01%
48,890
+4,583
+10% +$278K
SENEA icon
1314
Seneca Foods Class A
SENEA
$1.12B
$3.27M 0.01%
94,792
+16,603
+21% +$493K
KRA
1315
DELISTED
Kraton Corporation
KRA
$3.27M 0.01%
80,857
+5,190
+7% +$179K
SJNK icon
1316
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$3.26M 0.01%
116,721
-27,550
-19% -$768K
CGO
1317
Calamos Global Total Return Fund
CGO
$125M
$3.26M 0.01%
242,380
-41,501
-15% -$556K
WBK
1318
DELISTED
Westpac Banking Corporation
WBK
$3.25M 0.01%
128,850
+10,367
+9% +$260K
SCSC icon
1319
Scansource
SCSC
$1.15B
$3.25M 0.01%
74,422
+13,302
+22% +$523K
PANW icon
1320
Palo Alto Networks
PANW
$270B
$3.24M 0.01%
134,916
+40,848
+43% +$930K
GDV icon
1321
Gabelli Dividend & Income Trust
GDV
$2.6B
$3.24M 0.01%
144,553
+16,826
+13% +$369K
CTB
1322
DELISTED
Cooper Tire & Rubber Co.
CTB
$3.22M 0.01%
86,118
+1,025
+1% +$36.3K
TEX icon
1323
Terex
TEX
$7.18B
$3.22M 0.01%
71,441
-3,522
-5% -$139K
BGR icon
1324
BlackRock Energy and Resources Trust
BGR
$421M
$3.22M 0.01%
234,247
+31,529
+16% +$408K
TDAY
1325
USA Today Co
TDAY
$1.27B
$3.21M 0.01%
216,848
+13,694
+7% +$188K
51 52
53
54 55

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.