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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTRX icon
1301
Matrix Service
MTRX
$330M
$3.16M 0.01%
+139,140
New +$2.77M
ARIA
1302
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3.16M 0.01%
253,807
-31,725
-11% -$382K
ACAS
1303
DELISTED
American Capital Ltd
ACAS
$3.15M 0.01%
176,009
-31,384
-15% -$540K
DOX icon
1304
Amdocs
DOX
$5.89B
$3.14M 0.01%
53,931
+1,089
+2% +$64.2K
EWBC icon
1305
East-West Bancorp
EWBC
$18.3B
$3.14M 0.01%
61,784
-1,837
-3% -$81.7K
GLD icon
1306
SPDR Gold Trust
GLD
$138B
$3.14M 0.01%
28,616
-1,620
-5% -$188K
JKHY icon
1307
Jack Henry & Associates
JKHY
$10.9B
$3.14M 0.01%
35,312
-57,704
-62% -$4.93M
CFNL
1308
DELISTED
Cardinal Financial Corp
CFNL
$3.13M 0.01%
95,488
+21,773
+30% +$644K
AEL
1309
DELISTED
American Equity Investment Life Holding Company
AEL
$3.13M 0.01%
138,788
+84,073
+154% +$1.68M
JHI
1310
John Hancock Investors Trust
JHI
$117M
$3.13M 0.01%
188,368
-17,542
-9% -$291K
DHT icon
1311
DHT Holdings
DHT
$2.9B
$3.13M 0.01%
754,953
+277,064
+58% +$1.1M
PBA icon
1312
Pembina Pipeline
PBA
$27.6B
$3.12M 0.01%
99,650
+13,465
+16% +$407K
WPG
1313
DELISTED
Washington Prime Group Inc.
WPG
$3.12M 0.01%
33,286
-24,256
-42% -$2.32M
ANIP icon
1314
ANI Pharmaceuticals
ANIP
$1.82B
$3.12M 0.01%
51,415
+31,935
+164% +$1.95M
EGRX
1315
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$3.12M 0.01%
39,275
-35,814
-48% -$2.6M
TREE icon
1316
LendingTree
TREE
$470M
$3.11M 0.01%
30,688
+1,399
+5% +$133K
TX icon
1317
Ternium
TX
$10.5B
$3.11M 0.01%
128,810
-45,943
-26% -$1.07M
CM icon
1318
Canadian Imperial Bank of Commerce
CM
$108B
$3.11M 0.01%
76,180
-52,210
-41% -$2.05M
FBR
1319
DELISTED
Fibria Celulose Sa
FBR
$3.1M 0.01%
322,649
+21,139
+7% +$178K
CPAY icon
1320
Corpay
CPAY
$25.6B
$3.1M 0.01%
21,879
-1,258
-5% -$197K
CTS icon
1321
CTS Corp
CTS
$1.92B
$3.1M 0.01%
+138,205
New +$2.83M
BNJ
1322
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$3.09M 0.01%
217,096
-7,026
-3% -$106K
JNS
1323
DELISTED
Janus Capital Group Inc
JNS
$3.09M 0.01%
232,799
+180,849
+348% +$2.49M
FLG
1324
Flagstar Bank National Association
FLG
$5.99B
$3.08M 0.01%
64,515
+14,820
+30% +$678K
RVT icon
1325
Royce Value Trust
RVT
$2.29B
$3.08M 0.01%
229,942
-13,822
-6% -$178K
51 52
53
54 55

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.