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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTG icon
1301
B2Gold
BTG
$5.18B
$3.12M 0.01%
1,187,434
-171,346
-13% -$509K
AXON
1302
Axon Enterprise
AXON
$48.9B
$3.12M 0.01%
108,900
-14,367
-12% -$399K
AFG icon
1303
American Financial Group
AFG
$11.7B
$3.11M 0.01%
41,517
-9,781
-19% -$721K
EXAS
1304
DELISTED
Exact Sciences
EXAS
$3.11M 0.01%
167,556
+7,254
+5% +$128K
MGLN
1305
DELISTED
Magellan Health Services, Inc.
MGLN
$3.1M 0.01%
57,618
-823
-1% -$49.6K
RVT icon
1306
Royce Value Trust
RVT
$2.29B
$3.09M 0.01%
243,764
-10,265
-4% -$129K
WFT
1307
DELISTED
Weatherford International plc
WFT
$3.08M 0.01%
549,021
-66,805
-11% -$380K
PKX icon
1308
POSCO
PKX
$16.5B
$3.08M 0.01%
60,372
+7,612
+14% +$375K
CLR
1309
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.08M 0.01%
59,257
+1,541
+3% +$71.6K
WB icon
1310
Weibo
WB
$1.99B
$3.08M 0.01%
61,375
+18,285
+42% +$756K
ATW
1311
DELISTED
Atwood Oceanics
ATW
$3.08M 0.01%
354,001
+23,313
+7% +$221K
MFC icon
1312
Manulife Financial
MFC
$74.4B
$3.07M 0.01%
217,847
+114,637
+111% +$1.56M
MBT
1313
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3.07M 0.01%
401,924
-455,258
-53% -$3.85M
DOX icon
1314
Amdocs
DOX
$6.02B
$3.06M 0.01%
52,842
-6,065
-10% -$357K
WCG
1315
DELISTED
Wellcare Health Plans, Inc.
WCG
$3.05M 0.01%
26,064
-480
-2% -$53.6K
FMBI
1316
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$3.05M 0.01%
157,332
-18,265
-10% -$345K
NGD
1317
DELISTED
New Gold Inc
NGD
$3.04M 0.01%
700,092
-48,352
-6% -$241K
LNN icon
1318
Lindsay Corp
LNN
$1.2B
$3.04M 0.01%
41,103
+2,213
+6% +$157K
RGC
1319
DELISTED
Regal Entertainment Group
RGC
$3.04M 0.01%
139,757
+59,656
+74% +$1.31M
USCR
1320
DELISTED
U S Concrete, Inc.
USCR
$3.04M 0.01%
65,987
+12,099
+22% +$682K
GCI
1321
DELISTED
Gannett Co., Inc
GCI
$3.04M 0.01%
261,017
+18,901
+8% +$235K
SINA
1322
DELISTED
Sina Corp
SINA
$3.03M 0.01%
41,040
+2,044
+5% +$135K
MAGN
1323
Magnera Corp
MAGN
$487M
$3.03M 0.01%
10,748
+95
+0.9% +$26.4K
HW
1324
DELISTED
Headwaters Inc
HW
$3.03M 0.01%
179,032
+25,665
+17% +$473K
LPNT
1325
DELISTED
LifePoint Health, Inc.
LPNT
$3.03M 0.01%
51,140
-2,775
-5% -$167K
51 52
53
54 55

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.