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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1301
Prospect Capital
PSEC
$1.1B
$3.68M 0.01%
445,198
+80
+0% +$738
VLT icon
1302
Invesco High Income Trust II
VLT
$65.5M
$3.67M 0.01%
244,819
-26,639
-10% -$407K
ADAM
1303
Adamas Trust
ADAM
$850M
$3.67M 0.01%
+118,989
New +$3.71M
SPB icon
1304
Spectrum Brands
SPB
$2.11B
$3.66M 0.01%
38,234
+2,948
+8% +$268K
TGP
1305
DELISTED
Teekay LNG Partners L.P.
TGP
$3.66M 0.01%
85,044
-13,666
-14% -$537K
MYN icon
1306
BlackRock MuniYield New York Quality Fund
MYN
$376M
$3.66M 0.01%
281,054
-26,526
-9% -$344K
FTF
1307
Franklin Limited Duration Income Trust
FTF
$232M
$3.65M 0.01%
299,122
-141,513
-32% -$1.73M
MAIN icon
1308
Main Street Capital
MAIN
$5.2B
$3.65M 0.01%
124,730
+15,490
+14% +$478K
VMO icon
1309
Invesco Municipal Opportunity Trust
VMO
$655M
$3.65M 0.01%
283,604
+25,478
+10% +$323K
IHG icon
1310
InterContinental Hotels
IHG
$23.9B
$3.64M 0.01%
68,818
-9,718
-12% -$496K
HME
1311
DELISTED
HOME PROPERTIES, INC
HME
$3.63M 0.01%
55,388
-2,581
-4% -$164K
ANDE icon
1312
Andersons Inc
ANDE
$2.42B
$3.63M 0.01%
68,214
+37,701
+124% +$2.13M
COTY icon
1313
Coty
COTY
$2.55B
$3.62M 0.01%
175,224
+11,652
+7% +$215K
CODE
1314
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$3.62M 0.01%
105,708
-861
-0.8% -$20.4K
IJH icon
1315
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.61M 0.01%
124,790
-3,625
-3% -$102K
HNT
1316
DELISTED
HEALTH NET INC
HNT
$3.61M 0.01%
67,426
-53,261
-44% -$2.62M
NFG icon
1317
National Fuel Gas
NFG
$7.6B
$3.61M 0.01%
51,914
+15,004
+41% +$1.04M
NAVG
1318
DELISTED
Navigators Group Inc
NAVG
$3.6M 0.01%
98,314
-1,102
-1% -$38K
CASY icon
1319
Casey's General Stores
CASY
$31.7B
$3.6M 0.01%
39,886
+13,239
+50% +$1.08M
PCF
1320
High Income Securities Fund
PCF
$99M
$3.6M 0.01%
443,700
-10,184
-2% -$83.6K
GLD icon
1321
SPDR Gold Trust
GLD
$138B
$3.58M 0.01%
31,555
-18,236
-37% -$2.1M
PCN
1322
PIMCO Corporate & Income Strategy Fund
PCN
$871M
$3.58M 0.01%
236,550
+34,575
+17% +$556K
RNP icon
1323
Cohen & Steers REIT and Preferred and Income Fund
RNP
$981M
$3.56M 0.01%
187,198
-19,128
-9% -$355K
GDF
1324
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$3.53M 0.01%
360,489
-33,975
-9% -$341K
HR icon
1325
Healthcare Realty
HR
$6.98B
$3.53M 0.01%
131,039
-8,213
-6% -$208K
51 52
53
54 55

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.