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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
1301
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$4.11M 0.01%
446,861
-208,120
-32% -$1.96M
GDF
1302
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$4.1M 0.01%
394,464
-69,866
-15% -$762K
IHD
1303
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$4.1M 0.01%
347,607
+71,245
+26% +$892K
EFII
1304
DELISTED
Electronics for Imaging
EFII
$4.09M 0.01%
92,692
-11,223
-11% -$501K
TROX icon
1305
Tronox
TROX
$920M
$4.09M 0.01%
144,238
-24,857
-15% -$687K
DCT
1306
DELISTED
DCT Industrial Trust Inc.
DCT
$4.09M 0.01%
136,149
+9,660
+8% +$305K
PRE
1307
DELISTED
PARTNERRE LTD
PRE
$4.08M 0.01%
37,179
+7,008
+23% +$769K
LSI
1308
DELISTED
Life Storage, Inc.
LSI
$4.08M 0.01%
82,385
-26,722
-24% -$1.37M
LDRH
1309
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$4.08M 0.01%
130,985
+72,945
+126% +$1.89M
AKRX
1310
DELISTED
Akorn Inc
AKRX
$4.07M 0.01%
112,312
+9,211
+9% +$330K
FTNT icon
1311
Fortinet
FTNT
$122B
$4.07M 0.01%
805,430
-8,470
-1% -$42.8K
MDCO
1312
DELISTED
Medicines Co
MDCO
$4.05M 0.01%
181,649
+11,203
+7% +$285K
BWP
1313
DELISTED
Boardwalk Pipeline Partners
BWP
$4.04M 0.01%
216,010
-15,057
-7% -$288K
FNV icon
1314
Franco-Nevada
FNV
$43.6B
$4.03M 0.01%
82,279
-3,573
-4% -$199K
TTEK icon
1315
Tetra Tech
TTEK
$8.79B
$4.03M 0.01%
806,990
+27,845
+4% +$145K
MITT
1316
TPG Mortgage Investment Trust
MITT
$223M
$4.03M 0.01%
75,497
-15,821
-17% -$901K
RRMS
1317
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$4.03M 0.01%
68,091
+35,500
+109% +$2.02M
EGOV
1318
DELISTED
NIC Inc
EGOV
$4.02M 0.01%
233,706
+62,234
+36% +$1.1M
LTM
1319
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$4.02M 0.01%
353,777
+53,284
+18% +$660K
LNN icon
1320
Lindsay Corp
LNN
$1.17B
$4.01M 0.01%
53,634
+3,731
+7% +$295K
SIG icon
1321
Signet Jewelers
SIG
$3.76B
$4.01M 0.01%
35,184
+11,691
+50% +$1.29M
WPM icon
1322
Wheaton Precious Metals
WPM
$55.4B
$4.01M 0.01%
200,984
-3,981
-2% -$99.1K
ELS icon
1323
Equity Lifestyle Properties
ELS
$12.6B
$4M 0.01%
189,154
+64,716
+52% +$1.43M
IHG icon
1324
InterContinental Hotels
IHG
$23.8B
$4M 0.01%
78,536
-8,221
-9% -$428K
HIW icon
1325
Highwoods Properties
HIW
$3.59B
$4M 0.01%
102,716
+10,544
+11% +$440K
51 52
53
54 55

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.