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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWD icon
1276
Woodward
WWD
$21.4B
$844K 0.01%
10,535
+2,050
+24% +$165K
VGR
1277
DELISTED
Vector Group Ltd.
VGR
$844K 0.01%
122,896
-1,778
-1% -$12.1K
ASB icon
1278
Associated Banc-Corp
ASB
$5.91B
$843K 0.01%
66,837
+4,486
+7% +$59.4K
TKC icon
1279
Turkcell
TKC
$4.79B
$841K 0.01%
175,557
+23,806
+16% +$125K
AIV
1280
Aimco
AIV
$383M
$837K 0.01%
186,334
-15,554
-8% -$75.4K
GL icon
1281
Globe Life
GL
$14.3B
$837K 0.01%
10,486
-159
-1% -$12.7K
ZROZ icon
1282
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
$832K 0.01%
4,866
+2,954
+154% +$520K
NBL
1283
DELISTED
Noble Energy, Inc.
NBL
$830K 0.01%
97,030
-3,554
-4% -$34.7K
FIVN icon
1284
FIVE9
FIVN
$2.54B
$829K 0.01%
6,392
+1,041
+19% +$125K
HTY
1285
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$827K 0.01%
162,440
-23,719
-13% -$126K
SANM icon
1286
Sanmina
SANM
$10.9B
$825K 0.01%
30,489
+3,414
+13% +$92.9K
XYL icon
1287
Xylem
XYL
$28.1B
$824K 0.01%
9,803
-1,504
-13% -$117K
UBSI icon
1288
United Bankshares
UBSI
$6.62B
$818K 0.01%
38,087
+3,101
+9% +$80.7K
PFL
1289
PIMCO Income Strategy Fund
PFL
$388M
$816K 0.01%
80,615
+21,379
+36% +$216K
WRB icon
1290
W.R. Berkley
WRB
$26.6B
$815K 0.01%
29,988
-486
-2% -$13.3K
STAY
1291
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$813K 0.01%
68,031
-9,421
-12% -$113K
RITM icon
1292
Rithm Capital
RITM
$5.69B
$811K 0.01%
102,013
-26,433
-21% -$203K
MOMO
1293
Hello Group
MOMO
$866M
$807K 0.01%
58,613
+17,220
+42% +$313K
PFN
1294
PIMCO Income Strategy Fund II
PFN
$703M
$806K 0.01%
88,720
+20,828
+31% +$188K
FNF icon
1295
Fidelity National Financial
FNF
$13.5B
$805K 0.01%
26,759
-27,976
-51% -$876K
KRO icon
1296
KRONOS Worldwide
KRO
$989M
$799K 0.01%
62,097
-32,418
-34% -$388K
CIG icon
1297
CEMIG Preferred Shares
CIG
$6.01B
$797K 0.01%
811,305
-137,557
-14% -$152K
EMO
1298
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$796K 0.01%
90,730
-22,642
-20% -$250K
PKX icon
1299
POSCO
PKX
$17.5B
$796K 0.01%
19,012
+3,440
+22% +$139K
FAM
1300
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$796K 0.01%
83,193
+13,905
+20% +$140K
50 51
52
53 54

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.