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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCX icon
1276
AMC Global Media
AMCX
$482M
$644K 0.01%
26,484
-40,873
-61% -$1.38M
BRO icon
1277
Brown & Brown
BRO
$23.8B
$643K 0.01%
17,757
-3,647
-17% -$154K
OIA icon
1278
Invesco Municipal Income Opportunities Trust
OIA
$290M
$642K 0.01%
93,370
-2,132
-2% -$16.3K
CTR
1279
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$642K 0.01%
93,103
+5,956
+7% +$192K
GWPH
1280
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$641K 0.01%
7,326
-1,615
-18% -$171K
NEWT icon
1281
NewtekOne
NEWT
$375M
$633K 0.01%
47,934
+2,938
+7% +$55.9K
TREE icon
1282
LendingTree
TREE
$451M
$632K 0.01%
3,447
+116
+3% +$32.8K
AMRN
1283
Amarin Corp
AMRN
$299M
$629K 0.01%
7,859
-1,815
-19% -$603K
GLO
1284
Clough Global Opportunities Fund
GLO
$258M
$627K 0.01%
87,465
+45,549
+109% +$413K
PH icon
1285
Parker-Hannifin
PH
$134B
$627K 0.01%
4,836
-1,608
-25% -$291K
SCHL icon
1286
Scholastic
SCHL
$807M
$627K 0.01%
24,590
-6,799
-22% -$221K
LPLA icon
1287
LPL Financial
LPLA
$29.2B
$626K 0.01%
11,503
-2,299
-17% -$185K
MUB icon
1288
iShares National Muni Bond ETF
MUB
$45.8B
$625K 0.01%
5,529
-4,431
-44% -$506K
GLIBA
1289
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$625K 0.01%
+10,970
New +$745K
GAM
1290
General American Investors Company
GAM
$1.62B
$624K 0.01%
22,756
-884
-4% -$30.6K
MFA
1291
MFA Financial
MFA
$915M
$623K 0.01%
100,481
+1,278
+1% +$34K
GL icon
1292
Globe Life
GL
$14.3B
$621K 0.01%
8,638
-3,118
-27% -$294K
WRB icon
1293
W.R. Berkley
WRB
$26.3B
$620K 0.01%
26,710
-6,196
-19% -$185K
MIE
1294
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$619K 0.01%
353,750
-36,601
-9% -$216K
XYL icon
1295
Xylem
XYL
$28.4B
$616K 0.01%
9,463
-2,915
-24% -$230K
MAXR
1296
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$616K 0.01%
57,721
+11,605
+25% +$181K
IPHI
1297
DELISTED
INPHI CORPORATION
IPHI
$616K 0.01%
7,777
-5,003
-39% -$389K
TYG
1298
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$615K 0.01%
60,097
+272
+0.5% +$14.4K
DISH
1299
DELISTED
DISH Network Corp.
DISH
$615K 0.01%
30,741
-15,449
-33% -$501K
TU icon
1300
Telus
TU
$15.1B
$611K 0.01%
39,034
-27,284
-41% -$505K
50 51
52
53 54

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.