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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENPH icon
1276
Enphase Energy
ENPH
$5.15B
$1.14M 0.01%
43,674
+22,124
+103% +$504K
LII icon
1277
Lennox International
LII
$15.4B
$1.14M 0.01%
4,678
-3,373
-42% -$836K
CRUS icon
1278
Cirrus Logic
CRUS
$6.53B
$1.14M 0.01%
13,810
+2,368
+21% +$160K
TTMI icon
1279
TTM Technologies
TTMI
$13.6B
$1.14M 0.01%
75,642
-12,017
-14% -$158K
MUB icon
1280
iShares National Muni Bond ETF
MUB
$45.4B
$1.14M 0.01%
9,960
-103
-1% -$11.7K
PFBC icon
1281
Preferred Bank
PFBC
$1.26B
$1.13M 0.01%
18,870
+2,800
+17% +$154K
AR icon
1282
Antero Resources
AR
$10.6B
$1.13M 0.01%
396,348
-2,783
-0.7% -$7.1K
RNR icon
1283
RenaissanceRe
RNR
$13.4B
$1.13M 0.01%
+5,764
New +$1.09M
WLK icon
1284
Westlake Corp
WLK
$10.1B
$1.12M 0.01%
15,970
+702
+5% +$47.1K
KB icon
1285
KB Financial Group
KB
$42.4B
$1.12M 0.01%
27,006
+9,340
+53% +$357K
SFM icon
1286
Sprouts Farmers Market
SFM
$7.94B
$1.11M 0.01%
57,472
-3,535
-6% -$68.5K
SANM icon
1287
Sanmina
SANM
$10.7B
$1.11M 0.01%
32,451
+1,323
+4% +$42.4K
CXW icon
1288
CoreCivic
CXW
$3.09B
$1.11M 0.01%
63,689
+15,824
+33% +$251K
SPH icon
1289
Suburban Propane Partners
SPH
$1.18B
$1.11M 0.01%
50,673
+16,083
+46% +$369K
FTV icon
1290
Fortive
FTV
$18.5B
$1.11M 0.01%
22,973
-4,707
-17% -$213K
CPRI icon
1291
Capri Holdings
CPRI
$1.84B
$1.1M 0.01%
28,880
+2,979
+12% +$103K
MAN icon
1292
ManpowerGroup
MAN
$2.53B
$1.1M 0.01%
11,337
-13,694
-55% -$1.25M
INVA icon
1293
Innoviva
INVA
$1.51B
$1.1M 0.01%
77,475
-4,299
-5% -$52.7K
SNDR icon
1294
Schneider National
SNDR
$6.4B
$1.09M 0.01%
50,189
-4,600
-8% -$104K
AXON
1295
Axon Enterprise
AXON
$49.1B
$1.09M 0.01%
14,917
+3,143
+27% +$199K
WIP icon
1296
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$1.09M 0.01%
19,759
-391
-2% -$21.4K
SITC icon
1297
SITE Centers
SITC
$172M
$1.09M 0.01%
99,338
+48,600
+96% +$553K
TRMB icon
1298
Trimble
TRMB
$13.7B
$1.07M 0.01%
25,761
-10,148
-28% -$404K
CRL icon
1299
Charles River Laboratories
CRL
$12.6B
$1.07M 0.01%
7,011
+986
+16% +$137K
PTEN icon
1300
Patterson-UTI
PTEN
$3.62B
$1.07M 0.01%
101,754
+12,495
+14% +$113K
50 51
52
53 54

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.