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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AAN.A
1276
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $3.32M | 0.01% |
83,327
+22,734
| +38% | +$906K |
|
|
IMMU
1277
DELISTED
Immunomedics Inc
IMMU
| $3.32M | 0.01% |
+205,380
| New | +$2.42M |
|
1278
Central Garden & Pet Co Class A
CENTA
$2.37B
| $3.32M | 0.01% |
109,998
-16,013
| -13% | -$474K |
|
1279
AngloGold Ashanti
AU
$40.1B
| $3.31M | 0.01% |
325,234
-44,458
| -12% | -$429K |
|
1280
Invesco Municipal Income Opportunities Trust
OIA
$289M
| $3.31M | 0.01% |
414,212
-315,936
| -43% | -$2.51M |
|
1281
DHI Group
DHX
$182M
| $3.31M | 0.01% |
1,742,471
+1,717,466
| +6,868% | +$3.56M |
|
1282
Axos Financial
AX
$5.77B
| $3.31M | 0.01% |
110,633
-11,221
| -9% | -$305K |
|
1283
Installed Building Products
IBP
$6.01B
| $3.3M | 0.01% |
43,464
-32,505
| -43% | -$2.25M |
|
1284
Royal Bank of Canada
RY
$291B
| $3.3M | 0.01% |
40,422
+27,023
| +202% | +$2.14M |
|
|
ONCE
1285
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
| $3.3M | 0.01% |
64,219
+12,823
| +25% | +$921K |
|
|
PTLA
1286
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
| $3.3M | 0.01% |
67,810
-52,552
| -44% | -$2.66M |
|
1287
Coca-Cola Consolidated
COKE
$12.5B
| $3.3M | 0.01% |
153,210
+85,630
| +127% | +$1.86M |
|
1288
Invesco Municipal Trust
VKQ
$541M
| $3.28M | 0.01% |
262,390
-223,578
| -46% | -$2.79M |
|
|
TEP
1289
DELISTED
Tallgrass Energy Partners, LP
TEP
| $3.28M | 0.01% |
71,546
-57,763
| -45% | -$2.62M |
|
|
VVC
1290
DELISTED
Vectren Corporation
VVC
| $3.28M | 0.01% |
50,400
-7,404
| -13% | -$497K |
|
|
CVRR
1291
DELISTED
CVR Refining, LP
CVRR
| $3.28M | 0.01% |
197,967
+173,167
| +698% | +$2.14M |
|
1292
iShares Silver Trust
SLV
$28B
| $3.27M | 0.01% |
204,592
-20,731
| -9% | -$327K |
|
1293
Prestige Consumer Healthcare
PBH
$2.38B
| $3.27M | 0.01% |
73,553
+56,143
| +322% | +$2.56M |
|
1294
Teekay
TK
$1.01B
| $3.27M | 0.01% |
350,461
-33,739
| -9% | -$292K |
|
1295
Halozyme
HALO
$9.79B
| $3.26M | 0.01% |
160,847
-52,582
| -25% | -$967K |
|
|
PDT
1296
John Hancock Premium Dividend Fund
PDT
$634M
| $3.26M | 0.01% |
190,270
-46,578
| -20% | -$788K |
|
1297
Hancock Whitney
HWC
$6.2B
| $3.25M | 0.01% |
65,713
+4,388
| +7% | +$217K |
|
|
CNSL
1298
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $3.25M | 0.01% |
267,038
+48,761
| +22% | +$766K |
|
|
JBGS
1299
JBG SMITH
JBGS
$818M
| $3.25M | 0.01% |
93,581
+14,574
| +18% | +$481K |
|
|
SFUN
1300
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
| $3.23M | 0.01% |
11,571
+1,771
| +18% | +$399K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.