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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYN
1276
DELISTED
CITY NATIONAL CORPORATION
CYN
$3.23M 0.01%
36,715
-5,003
-12% -$444K
SBY
1277
DELISTED
Silver Bay Realty Trust Corp.
SBY
$3.22M 0.01%
201,256
-31,139
-13% -$507K
ATCO
1278
DELISTED
Atlas Corp.
ATCO
$3.21M 0.01%
209,498
-24,116
-10% -$422K
WCG
1279
DELISTED
Wellcare Health Plans, Inc.
WCG
$3.21M 0.01%
37,198
-11,078
-23% -$971K
AOD
1280
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.2M 0.01%
427,226
+25,402
+6% +$210K
TLK icon
1281
Telkom Indonesia
TLK
$14.9B
$3.19M 0.01%
179,288
-33,468
-16% -$677K
HPS
1282
John Hancock Preferred Income Fund III
HPS
$458M
$3.18M 0.01%
191,202
-44,748
-19% -$754K
ISIL
1283
DELISTED
Intersil Corp
ISIL
$3.18M 0.01%
271,491
-15,374
-5% -$171K
DCT
1284
DELISTED
DCT Industrial Trust Inc.
DCT
$3.18M 0.01%
94,349
-52,905
-36% -$1.77M
PTR
1285
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$3.17M 0.01%
45,513
-11,788
-21% -$1.05M
TXRH icon
1286
Texas Roadhouse
TXRH
$13.7B
$3.17M 0.01%
85,171
-11,252
-12% -$425K
PLOW icon
1287
Douglas Dynamics
PLOW
$1.02B
$3.17M 0.01%
159,569
+4,505
+3% +$95.7K
FNV icon
1288
Franco-Nevada
FNV
$46B
$3.15M 0.01%
71,626
+10,137
+16% +$437K
NNN icon
1289
NNN REIT
NNN
$8.99B
$3.15M 0.01%
86,867
-9,932
-10% -$360K
BNY
1290
DELISTED
BlackRock New York Municipal Income Trust
BNY
$3.15M 0.01%
215,151
+17,077
+9% +$245K
B
1291
Barrick Mining
B
$73.2B
$3.15M 0.01%
494,627
+125,795
+34% +$946K
ACH
1292
Accendra Health
ACH
$214M
$3.14M 0.01%
98,373
-5,628
-5% -$192K
HNT
1293
DELISTED
HEALTH NET INC
HNT
$3.14M 0.01%
52,147
-31,313
-38% -$2.07M
MGLN
1294
DELISTED
Magellan Health Services, Inc.
MGLN
$3.12M 0.01%
56,365
-4,446
-7% -$269K
NRK icon
1295
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$3.12M 0.01%
247,437
+14,838
+6% +$187K
ITUB icon
1296
Itaú Unibanco
ITUB
$87.5B
$3.1M 0.01%
1,062,502
-375,773
-26% -$1.33M
MAIN icon
1297
Main Street Capital
MAIN
$5.48B
$3.1M 0.01%
116,237
-14,268
-11% -$422K
PCF
1298
High Income Securities Fund
PCF
$99.9M
$3.09M 0.01%
438,399
+36,323
+9% +$272K
CCC
1299
DELISTED
Calgon Carbon Corp
CCC
$3.08M 0.01%
197,377
-2,505
-1% -$41.8K
IDA icon
1300
Idacorp
IDA
$8.2B
$3.07M 0.01%
47,436
-9,079
-16% -$547K
50 51
52
53 54

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.