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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKN
1276
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$4.23M 0.01%
277,735
+41,737
+18% +$627K
PSO icon
1277
Pearson
PSO
$10B
$4.23M 0.01%
211,132
+127,370
+152% +$2.43M
VLT icon
1278
Invesco High Income Trust II
VLT
$65.4M
$4.22M 0.01%
271,458
+54,430
+25% +$894K
HLF icon
1279
Herbalife
HLF
$1.33B
$4.21M 0.01%
192,614
+44,004
+30% +$1.18M
DISH
1280
DELISTED
DISH Network Corp.
DISH
$4.19M 0.01%
64,876
-7,157
-10% -$462K
IAF
1281
abrdn Australia Equity Fund
IAF
$126M
$4.19M 0.01%
178,695
+20,311
+13% +$537K
NWE icon
1282
NorthWestern Energy
NWE
$4.25B
$4.17M 0.01%
92,042
-100,810
-52% -$4.85M
MYJ
1283
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$4.17M 0.01%
287,231
-15,756
-5% -$230K
NQJ
1284
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$4.17M 0.01%
313,775
-13,748
-4% -$185K
MFIC icon
1285
MidCap Financial Investment
MFIC
$784M
$4.17M 0.01%
170,095
-109,218
-39% -$2.83M
CWT icon
1286
California Water Service
CWT
$3.07B
$4.16M 0.01%
185,390
+9,296
+5% +$219K
TOO
1287
DELISTED
Teekay Offshore Partners L.P.
TOO
$4.16M 0.01%
123,769
-11,262
-8% -$391K
TXRH icon
1288
Texas Roadhouse
TXRH
$13.7B
$4.16M 0.01%
149,348
-32,915
-18% -$857K
MUJ icon
1289
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$640M
$4.14M 0.01%
296,106
-20,113
-6% -$284K
UTG icon
1290
Reaves Utility Income Fund
UTG
$3.58B
$4.14M 0.01%
145,818
+51,715
+55% +$1.46M
ACAS
1291
DELISTED
American Capital Ltd
ACAS
$4.14M 0.01%
292,432
+72,015
+33% +$1.1M
AL
1292
CALL
DELISTED
Air Lease Corp
AL
$4.13M 0.01%
+127,200
New +$4.64M
PVTB
1293
DELISTED
PrivateBancorp Inc
PVTB
$4.13M 0.01%
137,909
-26,426
-16% -$777K
SLV icon
1294
iShares Silver Trust
SLV
$30.1B
$4.12M 0.01%
252,147
+24,968
+11% +$472K
VLO icon
1295
CALL
Valero Energy
VLO
$87.9B
$4.12M 0.01%
+89,000
New +$4.49M
VVC
1296
DELISTED
Vectren Corporation
VVC
$4.12M 0.01%
103,241
-31,022
-23% -$1.24M
ACM icon
1297
Aecom
ACM
$9.62B
$4.12M 0.01%
121,943
-51,433
-30% -$1.83M
TAC icon
1298
TransAlta
TAC
$4.02B
$4.11M 0.01%
391,100
+69,000
+21% +$788K
PEI
1299
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$4.11M 0.01%
13,747
+6,751
+96% +$1.99M
CVLT icon
1300
Commault Systems
CVLT
$5.51B
$4.11M 0.01%
81,530
-2,496
-3% -$129K
50 51
52
53 54

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.