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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNY icon
1251
Nuveen New York Municipal Value Fund
NNY
$157M
$1.31M 0.01%
132,689
+79,471
+149% +$790K
SFBS
1252
ServisFirst Bancshares
SFBS
$4.86B
$1.31M 0.01%
15,400
+12,089
+365% +$986K
LITE icon
1253
Lumentum
LITE
$69.3B
$1.3M 0.01%
12,346
-15,622
-56% -$1.42M
SPWR
1254
DELISTED
SunPower Corporation Common Stock
SPWR
$1.3M 0.01%
62,381
+15,367
+33% +$416K
MRCY icon
1255
Mercury Systems
MRCY
$6.52B
$1.3M 0.01%
23,628
-6,421
-21% -$325K
FSM icon
1256
Fortuna Silver Mines
FSM
$3.07B
$1.3M 0.01%
332,512
-54,517
-14% -$224K
BERY
1257
DELISTED
Berry Global Group, Inc.
BERY
$1.29M 0.01%
19,099
+77
+0.4% +$4.77K
WING icon
1258
Wingstop
WING
$3.18B
$1.29M 0.01%
7,480
-5,359
-42% -$898K
ACHC icon
1259
Acadia Healthcare
ACHC
$2.94B
$1.29M 0.01%
21,208
-491
-2% -$29.3K
IAG icon
1260
IAMGOLD
IAG
$10.5B
$1.27M 0.01%
406,654
-250,153
-38% -$734K
X
1261
DELISTED
US Steel
X
$1.27M 0.01%
53,483
+9,444
+21% +$223K
PCG icon
1262
PG&E
PCG
$38.5B
$1.27M 0.01%
104,732
-28,692
-22% -$336K
SHOP icon
1263
Shopify
SHOP
$195B
$1.26M 0.01%
9,170
-420
-4% -$61.4K
CELH icon
1264
Celsius Holdings
CELH
$7.03B
$1.26M 0.01%
50,649
+2,754
+6% +$76.2K
FRTA
1265
DELISTED
Forterra, Inc
FRTA
$1.26M 0.01%
52,929
+412
+0.8% +$9.8K
STWD icon
1266
Starwood Property Trust
STWD
$6.09B
$1.26M 0.01%
51,686
-15,641
-23% -$394K
FIVE icon
1267
Five Below
FIVE
$13.5B
$1.25M 0.01%
6,046
-1,060
-15% -$209K
CCSI icon
1268
Consensus Cloud Solutions
CCSI
$647M
$1.25M 0.01%
+21,555
New +$1.31M
HPI
1269
John Hancock Preferred Income Fund
HPI
$433M
$1.25M 0.01%
60,067
+27,846
+86% +$591K
NIM icon
1270
Nuveen Select Maturities Municipal Fund
NIM
$117M
$1.25M 0.01%
116,527
-2,689
-2% -$28.7K
KRTX
1271
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$1.25M 0.01%
9,521
+412
+5% +$53.2K
CEV
1272
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$1.25M 0.01%
92,021
-24,591
-21% -$337K
IRWD icon
1273
Ironwood Pharmaceuticals
IRWD
$714M
$1.25M 0.01%
+106,734
New +$1.31M
INSI
1274
DELISTED
Insight Select Income Fund
INSI
$1.24M 0.01%
55,341
+3,060
+6% +$66.3K
GGB icon
1275
Gerdau
GGB
$9.7B
$1.24M 0.01%
318,476
+94,687
+42% +$360K
49 50
51
52 53

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.