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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXX icon
1251
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$1.32M 0.01%
80,107
-1,386
-2% -$21.7K
EMD
1252
Western Asset Emerging Markets Debt Fund
EMD
$616M
$1.32M 0.01%
99,999
-22,338
-18% -$302K
MAT icon
1253
Mattel
MAT
$4.23B
$1.32M 0.01%
66,231
+19,785
+43% +$383K
VIV icon
1254
Telefônica Brasil
VIV
$19.2B
$1.32M 0.01%
167,411
+12,395
+8% +$104K
FMX icon
1255
Fomento Económico Mexicano
FMX
$41.7B
$1.32M 0.01%
17,475
+3,582
+26% +$261K
MFIC icon
1256
MidCap Financial Investment
MFIC
$804M
$1.31M 0.01%
95,778
-14,517
-13% -$192K
SNAP icon
1257
Snap
SNAP
$9.01B
$1.31M 0.01%
25,123
-5,653
-18% -$325K
NYT icon
1258
New York Times
NYT
$10.2B
$1.31M 0.01%
25,942
+10,026
+63% +$503K
CMD
1259
DELISTED
Cantel Medical Corporation
CMD
$1.31M 0.01%
16,393
+3,355
+26% +$262K
AGNC icon
1260
AGNC Investment
AGNC
$12.9B
$1.31M 0.01%
77,919
-58,187
-43% -$940K
NIM icon
1261
Nuveen Select Maturities Municipal Fund
NIM
$117M
$1.3M 0.01%
122,103
+18,612
+18% +$197K
CSIQ icon
1262
Canadian Solar
CSIQ
$1.08B
$1.3M 0.01%
26,180
+5,544
+27% +$287K
IBOC icon
1263
International Bancshares
IBOC
$4.57B
$1.3M 0.01%
27,950
+11,670
+72% +$512K
NVR icon
1264
NVR
NVR
$17B
$1.3M 0.01%
275
+16
+6% +$71.8K
SVC
1265
Service Properties Trust
SVC
$1.07B
$1.29M 0.01%
21,763
+4,986
+30% +$300K
IGI
1266
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$1.29M 0.01%
60,054
-4,529
-7% -$97.5K
NTCT icon
1267
NETSCOUT
NTCT
$2.79B
$1.28M 0.01%
45,414
+18,261
+67% +$535K
FIF
1268
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1.28M 0.01%
103,180
-15,541
-13% -$177K
PFGC icon
1269
Performance Food Group
PFGC
$18B
$1.27M 0.01%
22,132
-5,055
-19% -$267K
VBF icon
1270
Invesco Bond Fund
VBF
$169M
$1.27M 0.01%
63,624
-5,304
-8% -$106K
FSK icon
1271
FS KKR Capital
FSK
$3.44B
$1.27M 0.01%
63,944
-10,040
-14% -$187K
LTC
1272
LTC Properties
LTC
$2.15B
$1.27M 0.01%
30,378
-4,717
-13% -$194K
APO icon
1273
Apollo Global Management
APO
$73.4B
$1.27M 0.01%
26,931
+2,127
+9% +$103K
CMP icon
1274
Compass Minerals
CMP
$1.15B
$1.26M 0.01%
20,121
+1,956
+11% +$125K
MPLX icon
1275
MPLX
MPLX
$59.7B
$1.26M 0.01%
49,223
-8,688
-15% -$213K
49 50
51
52 53

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.