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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
1251
Western Asset Managed Municipals Fund
MMU
$554M
$1.17M 0.01%
91,155
-6,233
-6% -$77.9K
HELE icon
1252
Helen of Troy
HELE
$693M
$1.17M 0.01%
+5,250
New +$1.08M
UNVR
1253
DELISTED
Univar Solutions Inc.
UNVR
$1.16M 0.01%
+61,123
New +$1.1M
AXTA icon
1254
Axalta
AXTA
$8.17B
$1.16M 0.01%
40,680
+23,648
+139% +$644K
BJ icon
1255
BJs Wholesale Club
BJ
$12.3B
$1.16M 0.01%
31,135
+19,798
+175% +$791K
EFX icon
1256
Equifax
EFX
$21.4B
$1.16M 0.01%
6,018
+503
+9% +$84.6K
HSBC icon
1257
HSBC
HSBC
$356B
$1.16M 0.01%
44,761
-5,348
-11% -$127K
PINS icon
1258
Pinterest
PINS
$13.4B
$1.16M 0.01%
17,585
-17,803
-50% -$1.07M
RJF icon
1259
Raymond James Financial
RJF
$34B
$1.16M 0.01%
18,162
-5,688
-24% -$326K
BFH icon
1260
Bread Financial
BFH
$4.38B
$1.15M 0.01%
19,499
+4,709
+32% +$237K
IRBT
1261
DELISTED
iRobot
IRBT
$1.15M 0.01%
+14,355
New +$1.17M
CEO
1262
DELISTED
CNOOC Limited
CEO
$1.15M 0.01%
12,556
-245
-2% -$24.2K
MNP
1263
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.15M 0.01%
76,815
-27,667
-26% -$402K
GLUU
1264
DELISTED
Glu Mobile Inc.
GLUU
$1.15M 0.01%
127,187
+115,120
+954% +$992K
BWXT icon
1265
BWX Technologies
BWXT
$15.6B
$1.15M 0.01%
18,995
-1,556
-8% -$89.6K
SPIP icon
1266
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.14M 0.01%
36,695
-1,629
-4% -$50.1K
NAVI icon
1267
Navient
NAVI
$853M
$1.14M 0.01%
+116,063
New +$1.1M
NWE icon
1268
NorthWestern Energy
NWE
$4.43B
$1.14M 0.01%
19,533
-5,876
-23% -$327K
JHS
1269
John Hancock Income Securities Trust
JHS
$127M
$1.14M 0.01%
72,266
+4,166
+6% +$64.9K
NFG icon
1270
National Fuel Gas
NFG
$7.65B
$1.14M 0.01%
27,627
-5,340
-16% -$222K
PGX icon
1271
Invesco Preferred ETF
PGX
$3.78B
$1.13M 0.01%
74,165
-6,756
-8% -$101K
FSLF
1272
DELISTED
First Eagle Senior Loan Fund
FSLF
$1.13M 0.01%
81,037
-19,295
-19% -$255K
TTE icon
1273
TotalEnergies
TTE
$190B
$1.13M 0.01%
27,004
-1,449
-5% -$55.9K
PGF icon
1274
Invesco Financial Preferred ETF
PGF
$672M
$1.13M 0.01%
58,785
-5,415
-8% -$103K
GMAB icon
1275
Genmab
GMAB
$19.5B
$1.13M 0.01%
+27,745
New +$1.04M
49 50
51
52 53

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.