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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHI icon
1251
PLDT
PHI
$4.24B
$1.24M 0.01%
62,142
-15,306
-20% -$320K
PEN icon
1252
Penumbra
PEN
$12.7B
$1.24M 0.01%
7,549
-1,341
-15% -$213K
UBSI icon
1253
United Bankshares
UBSI
$6.72B
$1.24M 0.01%
32,063
+1,345
+4% +$51.9K
GL icon
1254
Globe Life
GL
$14.3B
$1.24M 0.01%
11,756
-598
-5% -$59.6K
CTLT
1255
DELISTED
CATALENT, INC.
CTLT
$1.24M 0.01%
21,989
+3,464
+19% +$177K
EVY
1256
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1.23M 0.01%
92,112
-12,264
-12% -$163K
COHR
1257
DELISTED
Coherent Inc
COHR
$1.23M 0.01%
7,398
+1,612
+28% +$250K
AAP icon
1258
Advance Auto Parts
AAP
$3.59B
$1.23M 0.01%
7,675
-246
-3% -$39.4K
ILPT
1259
Industrial Logistics Properties Trust
ILPT
$584M
$1.23M 0.01%
54,795
+7,726
+16% +$166K
VCSH icon
1260
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.23M 0.01%
15,159
-1,418
-9% -$115K
AM icon
1261
Antero Midstream
AM
$10B
$1.23M 0.01%
161,497
+74,909
+87% +$474K
JHS
1262
John Hancock Income Securities Trust
JHS
$127M
$1.22M 0.01%
82,320
+3,662
+5% +$53.2K
SMTC icon
1263
Semtech
SMTC
$11.3B
$1.22M 0.01%
23,028
-7,941
-26% -$398K
SCHL icon
1264
Scholastic
SCHL
$801M
$1.21M 0.01%
31,389
-14,771
-32% -$557K
MTZ icon
1265
MasTec
MTZ
$21.4B
$1.2M 0.01%
18,738
+11,190
+148% +$737K
INSI
1266
DELISTED
Insight Select Income Fund
INSI
$1.19M 0.01%
59,469
+1,905
+3% +$38.4K
CATY icon
1267
Cathay General Bancorp
CATY
$4.29B
$1.19M 0.01%
31,276
+749
+2% +$27.4K
OSK icon
1268
Oshkosh
OSK
$9.43B
$1.18M 0.01%
12,504
-42,204
-77% -$3.64M
TGE
1269
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$1.18M 0.01%
53,187
-4,862
-8% -$93.3K
DIOD icon
1270
Diodes
DIOD
$3.93B
$1.18M 0.01%
20,838
-6,513
-24% -$301K
EC icon
1271
Ecopetrol
EC
$33.7B
$1.17M 0.01%
58,767
-3,038
-5% -$56K
ASB icon
1272
Associated Banc-Corp
ASB
$5.95B
$1.17M 0.01%
52,965
+23,775
+81% +$502K
SFNC icon
1273
Simmons First National
SFNC
$3.47B
$1.16M 0.01%
43,426
+3,620
+9% +$91.4K
STM icon
1274
STMicroelectronics
STM
$47.1B
$1.15M 0.01%
42,730
+4,142
+11% +$98K
AZPN
1275
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.15M 0.01%
9,495
-1,426
-13% -$172K
49 50
51
52 53

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.