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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
1251
Goodyear
GT
$1.89B
$1.17M 0.01%
80,978
-39,095
-33% -$521K
MAG
1252
DELISTED
MAG Silver
MAG
$1.17M 0.01%
109,989
-32,159
-23% -$372K
SNV
1253
DELISTED
Synovus
SNV
$1.17M 0.01%
32,649
+23,249
+247% +$834K
IPGP icon
1254
IPG Photonics
IPGP
$3.79B
$1.17M 0.01%
8,595
-52
-0.6% -$6.88K
TNL icon
1255
Travel + Leisure Co
TNL
$4.79B
$1.17M 0.01%
25,312
-2,297
-8% -$103K
UBSI icon
1256
United Bankshares
UBSI
$6.67B
$1.16M 0.01%
30,718
+9,145
+42% +$339K
PCG icon
1257
PG&E
PCG
$37.6B
$1.16M 0.01%
116,110
+7,500
+7% +$113K
GAM
1258
General American Investors Company
GAM
$1.6B
$1.16M 0.01%
31,881
-1,740
-5% -$62.7K
EHI
1259
Western Asset Global High Income Fund
EHI
$177M
$1.16M 0.01%
116,501
+10,028
+9% +$98.9K
RL icon
1260
Ralph Lauren
RL
$23.8B
$1.16M 0.01%
12,106
+4,417
+57% +$437K
FSM icon
1261
Fortuna Silver Mines
FSM
$2.92B
$1.15M 0.01%
373,498
-62,526
-14% -$228K
TUP
1262
DELISTED
Tupperware Brands Corporation
TUP
$1.15M 0.01%
72,702
+203
+0.3% +$3.13K
MUB icon
1263
iShares National Muni Bond ETF
MUB
$45.4B
$1.15M 0.01%
10,063
-103
-1% -$11.8K
ECHO
1264
DELISTED
Echo Global Logistics, Inc.
ECHO
$1.15M 0.01%
50,620
+9,493
+23% +$196K
SBNY
1265
DELISTED
Signature Bank
SBNY
$1.15M 0.01%
9,603
+752
+8% +$91K
CNX icon
1266
CNX Resources
CNX
$5.19B
$1.14M 0.01%
157,406
-46,710
-23% -$350K
ADNT icon
1267
Adient
ADNT
$1.51B
$1.14M 0.01%
49,725
-5,716
-10% -$130K
JHS
1268
John Hancock Income Securities Trust
JHS
$127M
$1.14M 0.01%
78,658
+4,159
+6% +$60.4K
VSH icon
1269
Vishay Intertechnology
VSH
$5.2B
$1.13M 0.01%
66,774
+10
+0% +$164
AZN icon
1270
AstraZeneca
AZN
$249B
$1.13M 0.01%
12,659
-6,459
-34% -$560K
EFF
1271
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.13M 0.01%
74,181
+16,040
+28% +$243K
BCSF icon
1272
Bain Capital Specialty
BCSF
$834M
$1.13M 0.01%
60,533
+24,467
+68% +$441K
PSK icon
1273
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
$1.13M 0.01%
25,500
-299
-1% -$13.1K
EPC icon
1274
Edgewell Personal Care
EPC
$1.29B
$1.12M 0.01%
34,507
+226
+0.7% +$6.75K
MKSI icon
1275
MKS Inc
MKSI
$20B
$1.12M 0.01%
12,136
+5,094
+72% +$421K
49 50
51
52 53

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.