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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
1251
DELISTED
Discover Financial Services
DFS
$1.94M 0.01%
25,383
-12,442
-33% -$937K
MPLX icon
1252
MPLX
MPLX
$61.3B
$1.93M 0.01%
55,667
+6,394
+13% +$229K
IEX icon
1253
IDEX
IEX
$17.2B
$1.93M 0.01%
12,814
-1,608
-11% -$240K
HWC icon
1254
Hancock Whitney
HWC
$6.22B
$1.93M 0.01%
40,545
+8,489
+26% +$427K
TPVG icon
1255
TriplePoint Venture Growth BDC
TPVG
$212M
$1.92M 0.01%
141,311
+1,733
+1% +$22.8K
ABB
1256
DELISTED
ABB Ltd
ABB
$1.91M 0.01%
80,942
-27,780
-26% -$637K
PKO
1257
DELISTED
Pimco Income Opportunity Fund
PKO
$1.91M 0.01%
69,250
+10,894
+19% +$299K
OII icon
1258
Oceaneering
OII
$4.9B
$1.91M 0.01%
69,154
-14,226
-17% -$379K
W icon
1259
Wayfair
W
$14.3B
$1.91M 0.01%
12,911
-4,160
-24% -$529K
XEC
1260
DELISTED
CIMAREX ENERGY CO
XEC
$1.91M 0.01%
20,517
-43,505
-68% -$4M
WERN icon
1261
Werner Enterprises
WERN
$2.21B
$1.9M 0.01%
53,837
-280
-0.5% -$10.4K
OMAB icon
1262
Grupo Aeroportuario Centro Norte
OMAB
$5.37B
$1.89M 0.01%
33,262
-3,970
-11% -$199K
PLCE icon
1263
Children's Place
PLCE
$58.9M
$1.89M 0.01%
14,776
+11,093
+301% +$1.42M
ISCA
1264
DELISTED
International Speedway Corp
ISCA
$1.89M 0.01%
43,097
-3,417
-7% -$151K
SNP
1265
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.89M 0.01%
18,766
+84
+0.4% +$7.94K
HPS
1266
John Hancock Preferred Income Fund III
HPS
$458M
$1.88M 0.01%
101,043
-27,181
-21% -$507K
BBT
1267
Beacon Financial Corp
BBT
$2.67B
$1.88M 0.01%
46,195
+185
+0.4% +$7.69K
ETP
1268
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.88M 0.01%
84,410
-1,262
-1% -$27.4K
AG icon
1269
First Majestic Silver
AG
$8.52B
$1.88M 0.01%
330,627
+47,655
+17% +$295K
RDS.B
1270
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.87M 0.01%
26,404
-1,278
-5% -$88.5K
WDR
1271
DELISTED
Waddell & Reed Financial, Inc.
WDR
$1.86M 0.01%
87,976
-35,434
-29% -$713K
WLY icon
1272
John Wiley & Sons Class A
WLY
$2.72B
$1.86M 0.01%
30,684
+6,467
+27% +$402K
HLT icon
1273
Hilton Worldwide
HLT
$72.5B
$1.85M 0.01%
22,960
-2,538
-10% -$200K
BKCC
1274
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.85M 0.01%
313,647
-9,319
-3% -$56.7K
DISCK
1275
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.85M 0.01%
62,577
-3,396
-5% -$88.4K
49 50
51
52 53

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.