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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HTO
1251
H2O America
HTO
$2.57B
| $3.48M | 0.01% |
+54,498
| New | +$3.45M |
|
|
BIG
1252
DELISTED
Big Lots, Inc.
BIG
| $3.48M | 0.01% |
61,930
-61,619
| -50% | -$3.34M |
|
1253
Workday
WDAY
$39.6B
| $3.47M | 0.01% |
34,135
+27,955
| +452% | +$2.98M |
|
1254
AptarGroup
ATR
$8.55B
| $3.46M | 0.01% |
40,133
-216
| -0.5% | -$18.8K |
|
|
HCR
1255
DELISTED
Hi-Crush Inc. Common Stock
HCR
| $3.46M | 0.01% |
323,399
+202,447
| +167% | +$2.03M |
|
|
FRC
1256
DELISTED
First Republic Bank
FRC
| $3.46M | 0.01% |
39,872
-79,395
| -67% | -$7.52M |
|
1257
SPDR Gold Trust
GLD
$131B
| $3.43M | 0.01% |
27,759
-2,889
| -9% | -$350K |
|
1258
TTM Technologies
TTMI
$12B
| $3.43M | 0.01% |
218,848
+39,590
| +22% | +$636K |
|
|
NXDT
1259
NexPoint Diversified Real Estate Trust
NXDT
$231M
| $3.43M | 0.01% |
135,551
-24,968
| -16% | -$596K |
|
|
HPP
1260
Hudson Pacific Properties
HPP
$747M
| $3.42M | 0.01% |
14,272
+6,011
| +73% | +$1.44M |
|
1261
Lindsay Corp
LNN
$1.13B
| $3.41M | 0.01% |
38,645
-4,527
| -10% | -$411K |
|
|
BZUN
1262
Baozun
BZUN
$167M
| $3.4M | 0.01% |
107,778
+31,130
| +41% | +$1.01M |
|
|
TRTN
1263
DELISTED
Triton International Limited
TRTN
| $3.4M | 0.01% |
90,736
+14,516
| +19% | +$558K |
|
|
FCT
1264
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $3.39M | 0.01% |
262,511
-48,426
| -16% | -$632K |
|
1265
Oceaneering
OII
$4.86B
| $3.39M | 0.01% |
160,176
+46,287
| +41% | +$984K |
|
1266
Advanced Drainage Systems
WMS
$10.6B
| $3.38M | 0.01% |
141,931
-2,698
| -2% | -$58.1K |
|
|
HOLI
1267
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $3.38M | 0.01% |
151,549
+28,627
| +23% | +$661K |
|
1268
Delek US
DK
$4.16B
| $3.37M | 0.01% |
96,563
+34,480
| +56% | +$1.02M |
|
1269
Universal Corp
UVV
$1.31B
| $3.37M | 0.01% |
64,081
-83,840
| -57% | -$4.66M |
|
1270
Commercial Metals
CMC
$7.6B
| $3.36M | 0.01% |
157,704
+57,356
| +57% | +$1.14M |
|
|
FFA
1271
First Trust Enhanced Equity Income Fund
FFA
$450M
| $3.36M | 0.01% |
207,496
+83,893
| +68% | +$1.31M |
|
1272
Murphy Oil
MUR
$5.7B
| $3.35M | 0.01% |
107,791
-269,675
| -71% | -$7.51M |
|
|
HTD
1273
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
| $3.35M | 0.01% |
135,629
-17,699
| -12% | -$453K |
|
|
ECF
1274
Ellsworth Growth & Income Fund
ECF
$166M
| $3.34M | 0.01% |
354,685
+32,632
| +10% | +$304K |
|
|
PMM
1275
Franklin Managed Municipal Income Trust
PMM
$267M
| $3.33M | 0.01% |
448,952
+55,158
| +14% | +$413K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.