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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.PRL icon
1251
Bank of America Series L
BAC.PRL
$3.97B
$3.66M 0.01%
2,809
-273
-9% -$356K
AEL
1252
DELISTED
American Equity Investment Life Holding Company
AEL
$3.65M 0.01%
125,608
+20,938
+20% +$578K
AEIS icon
1253
Advanced Energy
AEIS
$11.6B
$3.65M 0.01%
45,214
-2,908
-6% -$211K
GBCI icon
1254
Glacier Bancorp
GBCI
$6.42B
$3.65M 0.01%
96,701
+20,483
+27% +$709K
ARRY
1255
DELISTED
Array Biopharma Inc
ARRY
$3.65M 0.01%
296,622
-27,344
-8% -$254K
COHR icon
1256
Coherent
COHR
$51.4B
$3.63M 0.01%
88,222
+3,711
+4% +$138K
HL icon
1257
Hecla Mining
HL
$9.47B
$3.63M 0.01%
723,006
+73,688
+11% +$378K
DHC
1258
Diversified Healthcare Trust
DHC
$2.15B
$3.63M 0.01%
185,552
+24,231
+15% +$472K
BCX icon
1259
BlackRock Resources & Commodities Strategy Trust
BCX
$902M
$3.63M 0.01%
407,961
-40,351
-9% -$344K
SAM icon
1260
Boston Beer
SAM
$1.91B
$3.63M 0.01%
23,213
-1,863
-7% -$272K
ISD
1261
PGIM High Yield Bond Fund
ISD
$415M
$3.62M 0.01%
237,409
-13,238
-5% -$202K
TRS icon
1262
TriMas Corp
TRS
$1.43B
$3.62M 0.01%
134,108
-25,128
-16% -$603K
DAN icon
1263
Dana Inc
DAN
$2.9B
$3.61M 0.01%
129,074
-4,157
-3% -$101K
DPLO
1264
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$3.59M 0.01%
173,509
+29,390
+20% +$497K
MHO icon
1265
M/I Homes
MHO
$3.74B
$3.58M 0.01%
134,095
+24,222
+22% +$628K
PGEN icon
1266
Precigen
PGEN
$2.24B
$3.58M 0.01%
188,300
+39,851
+27% +$820K
WFC.PRL icon
1267
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$3.58M 0.01%
2,720
-260
-9% -$345K
IVR icon
1268
Invesco Mortgage Capital
IVR
$759M
$3.58M 0.01%
20,877
-1,804
-8% -$304K
IVC
1269
DELISTED
Invacare Corporation
IVC
$3.57M 0.01%
226,446
+39,492
+21% +$564K
LBTYK icon
1270
Liberty Global Class C
LBTYK
$3.53B
$3.55M 0.01%
108,650
-14,493
-12% -$468K
SLV icon
1271
iShares Silver Trust
SLV
$28B
$3.55M 0.01%
225,323
+11,252
+5% +$179K
PK icon
1272
Park Hotels & Resorts
PK
$3.03B
$3.54M 0.01%
128,627
-6,197
-5% -$166K
ROIC
1273
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3.54M 0.01%
186,014
-6,199
-3% -$123K
ARR
1274
Armour Residential REIT
ARR
$2.33B
$3.53M 0.01%
26,278
+5,417
+26% +$702K
HDB icon
1275
HDFC Bank
HDB
$123B
$3.53M 0.01%
146,456
+11,800
+9% +$280K
49 50
51
52 53

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.