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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIC
1251
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$3.44M 0.01%
42,669
-50,765
-54% -$4.02M
AWP
1252
abrdn Global Premier Properties Fund
AWP
$372M
$3.44M 0.01%
200,373
+65,458
+49% +$1.08M
SUNS
1253
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$3.44M 0.01%
191,126
+59,479
+45% +$1.02M
PICB icon
1254
Invesco International Corporate Bond ETF
PICB
$355M
$3.43M 0.01%
137,454
-56,094
-29% -$1.38M
LNN icon
1255
Lindsay Corp
LNN
$1.13B
$3.43M 0.01%
38,964
+1,943
+5% +$152K
ECHO
1256
EchoStar
ECHO
$24.4B
$3.43M 0.01%
74,288
+41,576
+127% +$1.81M
TPVG icon
1257
TriplePoint Venture Growth BDC
TPVG
$184M
$3.42M 0.01%
245,280
-3,230
-1% -$42.7K
MCY icon
1258
Mercury Insurance
MCY
$5.93B
$3.4M 0.01%
55,789
+5,925
+12% +$354K
MEI icon
1259
Methode Electronics
MEI
$496M
$3.4M 0.01%
74,566
+28,988
+64% +$1.24M
AXE
1260
DELISTED
Anixter International Inc
AXE
$3.4M 0.01%
42,867
-1,688
-4% -$138K
TK icon
1261
Teekay
TK
$1.01B
$3.39M 0.01%
370,708
+111,897
+43% +$1.08M
GBX icon
1262
The Greenbrier Companies
GBX
$1.52B
$3.39M 0.01%
78,611
-15,665
-17% -$692K
SPLK
1263
DELISTED
Splunk Inc
SPLK
$3.38M 0.01%
54,174
-4,527
-8% -$271K
FMX icon
1264
Fomento Económico Mexicano
FMX
$43.6B
$3.37M 0.01%
38,052
-9,556
-20% -$778K
TCP
1265
DELISTED
TC Pipelines LP
TCP
$3.37M 0.01%
56,413
+44,070
+357% +$2.65M
TREE icon
1266
LendingTree
TREE
$447M
$3.36M 0.01%
26,818
-3,870
-13% -$441K
INVA icon
1267
Innoviva
INVA
$1.55B
$3.36M 0.01%
242,855
-30,018
-11% -$353K
JUNO
1268
DELISTED
Juno Therapeutics, Inc.
JUNO
$3.35M 0.01%
151,030
+4,292
+3% +$92.1K
WNRL
1269
DELISTED
Western Refining Logistics, LP
WNRL
$3.34M 0.01%
131,303
+16,532
+14% +$395K
LM
1270
DELISTED
Legg Mason, Inc.
LM
$3.34M 0.01%
92,368
-16,915
-15% -$586K
SINA
1271
DELISTED
Sina Corp
SINA
$3.33M 0.01%
46,257
+6,378
+16% +$451K
KNOP icon
1272
KNOT Offshore Partners
KNOP
$372M
$3.32M 0.01%
142,603
+59,776
+72% +$1.33M
FCRD
1273
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$3.32M 0.01%
333,530
+31,916
+11% +$326K
SAP icon
1274
SAP
SAP
$212B
$3.31M 0.01%
33,674
+2,180
+7% +$203K
UBSI icon
1275
United Bankshares
UBSI
$6.63B
$3.3M 0.01%
78,207
+40,525
+108% +$1.79M
49 50
51
52 53

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.