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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
1251
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$3.43M 0.01%
427,196
+175,293
+70% +$1.45M
MATX icon
1252
Matsons
MATX
$6.32B
$3.42M 0.01%
96,664
-8,154
-8% -$314K
IBP icon
1253
Installed Building Products
IBP
$6.51B
$3.41M 0.01%
82,663
+7,529
+10% +$287K
ABM icon
1254
ABM Industries
ABM
$2.86B
$3.41M 0.01%
83,474
-57,805
-41% -$2.35M
FNF icon
1255
Fidelity National Financial
FNF
$13.7B
$3.41M 0.01%
144,478
-72,407
-33% -$1.74M
EQNR icon
1256
Equinor
EQNR
$91.4B
$3.4M 0.01%
186,478
-14,770
-7% -$252K
MDXG icon
1257
MiMedx Group
MDXG
$608M
$3.4M 0.01%
383,844
+100,497
+35% +$903K
VAL
1258
DELISTED
Valspar
VAL
$3.4M 0.01%
32,803
-2,121
-6% -$219K
IGHG icon
1259
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$3.39M 0.01%
44,396
+1,239
+3% +$92.8K
SSI
1260
DELISTED
Stage Stores Inc
SSI
$3.38M 0.01%
773,413
+442,319
+134% +$2.19M
CLR
1261
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.37M 0.01%
65,430
+6,173
+10% +$319K
TCF
1262
DELISTED
TCF Financial Corporation Common Stock
TCF
$3.37M 0.01%
62,263
+15,697
+34% +$765K
FCN icon
1263
FTI Consulting
FCN
$4.27B
$3.37M 0.01%
74,747
-95,059
-56% -$4.13M
ISCA
1264
DELISTED
International Speedway Corp
ISCA
$3.36M 0.01%
91,410
+32,475
+55% +$1.14M
BSAC icon
1265
Banco Santander Chile
BSAC
$16.6B
$3.35M 0.01%
153,238
-129,511
-46% -$2.83M
DISH
1266
DELISTED
DISH Network Corp.
DISH
$3.35M 0.01%
57,831
+3,100
+6% +$177K
AWF
1267
AllianceBernstein Global High Income Fund
AWF
$879M
$3.35M 0.01%
266,202
-12,700
-5% -$155K
MEN
1268
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$3.33M 0.01%
295,165
+151,272
+105% +$1.76M
OPB
1269
DELISTED
Opus Bank Common Stock
OPB
$3.32M 0.01%
110,593
+40,911
+59% +$1.09M
RARE icon
1270
Ultragenyx Pharmaceutical
RARE
$2.45B
$3.32M 0.01%
47,217
-4,960
-10% -$352K
FOSL icon
1271
Fossil Group
FOSL
$350M
$3.31M 0.01%
128,038
+62,187
+94% +$1.87M
CCD
1272
Calamos Dynamic Convertible & Income Fund
CCD
$736M
$3.31M 0.01%
188,825
+39,798
+27% +$705K
ADC icon
1273
Agree Realty
ADC
$9.41B
$3.3M 0.01%
71,655
+27,416
+62% +$1.25M
KGC icon
1274
Kinross Gold
KGC
$30.3B
$3.3M 0.01%
1,061,598
-317,952
-23% -$1.12M
ZEUS
1275
DELISTED
Olympic Steel
ZEUS
$3.29M 0.01%
135,829
+57,449
+73% +$1.36M
49 50
51
52 53

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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.