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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
| 5 |
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
|
+$34.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
BCE
BCE
$20.5B
| $3.39M | 0.01% |
73,459
-23,597
| -24% | -$1.12M |
|
1252
Autoliv
ALV
$9.12B
| $3.39M | 0.01% |
44,076
-40,545
| -48% | -$3.11M |
|
1253
Adeia
ADEA
$3.44B
| $3.38M | 0.01% |
332,803
-42,347
| -11% | -$372K |
|
|
LHO
1254
DELISTED
LaSalle Hotel Properties
LHO
| $3.38M | 0.01% |
141,792
+42,004
| +42% | +$1.11M |
|
|
LNCE
1255
DELISTED
Snyders-Lance, Inc.
LNCE
| $3.38M | 0.01% |
100,805
-6,899
| -6% | -$239K |
|
1256
Equinor
EQNR
$93.1B
| $3.38M | 0.01% |
201,248
-170,995
| -46% | -$2.78M |
|
|
BOI
1257
DELISTED
Brookfield Mtge Opportunity Fd
BOI
| $3.37M | 0.01% |
224,776
+77,559
| +53% | +$1.17M |
|
|
CNSL
1258
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $3.37M | 0.01% |
133,543
-20,104
| -13% | -$519K |
|
|
IPXL
1259
DELISTED
Impax Laboratories, Inc.
IPXL
| $3.36M | 0.01% |
141,784
+8,253
| +6% | +$222K |
|
|
MTGE
1260
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $3.35M | 0.01% |
195,026
-3,764
| -2% | -$63.4K |
|
|
BTA
1261
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $3.35M | 0.01% |
264,995
+52,744
| +25% | +$674K |
|
|
NPKI
1262
NPK International
NPKI
$1.16B
| $3.33M | 0.01% |
452,625
-13,819
| -3% | -$91.3K |
|
1263
The GEO Group
GEO
$4.18B
| $3.32M | 0.01% |
209,444
+80,897
| +63% | +$1.53M |
|
1264
Mid-America Apartment Communities
MAA
$15.5B
| $3.32M | 0.01% |
35,281
-19,362
| -35% | -$1.93M |
|
|
HYI
1265
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
| $3.3M | 0.01% |
214,235
-12,132
| -5% | -$183K |
|
1266
Kelly Services Class A
KELYA
$528M
| $3.3M | 0.01% |
171,592
+2,403
| +1% | +$47K |
|
1267
Ironwood Pharmaceuticals
IRWD
$709M
| $3.3M | 0.01% |
247,816
-22,490
| -8% | -$263K |
|
1268
Federal Agricultural Mortgage
AGM
$2.62B
| $3.29M | 0.01% |
83,393
+4,961
| +6% | +$194K |
|
1269
VanEck Emerging Markets High Yield Bond ETF
HYEM
$521M
| $3.29M | 0.01% |
133,192
+27,939
| +27% | +$676K |
|
1270
Highwoods Properties
HIW
$3.64B
| $3.28M | 0.01% |
62,982
-9,223
| -13% | -$491K |
|
|
BRW
1271
Saba Capital Income & Opportunities Fund
BRW
$339M
| $3.27M | 0.01% |
309,729
-36,842
| -11% | -$384K |
|
|
CLDT
1272
Chatham Lodging
CLDT
$629M
| $3.27M | 0.01% |
169,895
-74,635
| -31% | -$1.61M |
|
1273
Scotiabank
BNS
$106B
| $3.26M | 0.01% |
61,597
-5,532
| -8% | -$286K |
|
1274
Axos Financial
AX
$5.96B
| $3.26M | 0.01% |
145,626
-72,586
| -33% | -$1.41M |
|
|
PNF
1275
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $3.26M | 0.01% |
245,621
+29,998
| +14% | +$410K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.