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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRE
1251
DELISTED
PARTNERRE LTD
PRE
$3.95M 0.01%
34,598
-2,581
-7% -$294K
UL icon
1252
Unilever
UL
$139B
$3.94M 0.01%
86,582
+15,386
+22% +$706K
EVM
1253
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$3.94M 0.01%
334,829
-39,433
-11% -$460K
FEI
1254
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$3.94M 0.01%
182,783
+65,805
+56% +$1.37M
ARIA
1255
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3.93M 0.01%
571,443
+12,051
+2% +$75.4K
CGO
1256
Calamos Global Total Return Fund
CGO
$127M
$3.92M 0.01%
296,679
-14,744
-5% -$199K
MDC
1257
DELISTED
M.D.C. Holdings, Inc.
MDC
$3.92M 0.01%
205,460
-192,272
-48% -$3.52M
JRI icon
1258
Nuveen Real Asset Income & Growth Fund
JRI
$347M
$3.9M 0.01%
206,870
-19,809
-9% -$392K
BBT
1259
Beacon Financial Corp
BBT
$2.7B
$3.9M 0.01%
146,401
+37,466
+34% +$939K
IHD
1260
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$3.9M 0.01%
376,909
+29,302
+8% +$323K
XPRO icon
1261
Expro Ltd
XPRO
$1.8B
$3.9M 0.01%
39,124
+36,026
+1,163% +$3.83M
MEI icon
1262
Methode Electronics
MEI
$580M
$3.9M 0.01%
106,874
+71,798
+205% +$2.69M
ANAC
1263
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$3.9M 0.01%
+120,945
New +$3.63M
MFL
1264
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.89M 0.01%
272,695
+44,056
+19% +$621K
PVTB
1265
DELISTED
PrivateBancorp Inc
PVTB
$3.89M 0.01%
116,478
-21,431
-16% -$670K
PER
1266
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$3.88M 0.01%
619,217
+602,102
+3,518% +$5.04M
PTLA
1267
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$3.88M 0.01%
+136,999
New +$3.81M
POST icon
1268
Post Holdings
POST
$4.07B
$3.87M 0.01%
141,213
-680,565
-83% -$16.8M
HTGC icon
1269
Hercules Capital
HTGC
$3.11B
$3.87M 0.01%
260,038
+31,338
+14% +$473K
PAC icon
1270
Grupo Aeroportuario del Pacifico
PAC
$13B
$3.86M 0.01%
61,048
+38,685
+173% +$2.59M
INSY
1271
DELISTED
Insys Therapeutics, Inc.
INSY
$3.86M 0.01%
182,996
+10,312
+6% +$204K
AYR
1272
DELISTED
Aircastle Ltd
AYR
$3.86M 0.01%
+180,485
New +$3.51M
SFUN
1273
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$3.85M 0.01%
10,435
-697
-6% -$307K
EQNR icon
1274
Equinor
EQNR
$91.7B
$3.85M 0.01%
218,356
+41,695
+24% +$889K
IAF
1275
abrdn Australia Equity Fund
IAF
$126M
$3.84M 0.01%
186,459
+7,764
+4% +$175K
49 50
51
52 53

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.